Dixon-Woods Mary, Angell Emma, Ashcroft Richard E, Bryman Alan
Social Science Group, University of Leicester, Leicester, UK.
Soc Sci Med. 2007 Aug;65(4):792-802. doi: 10.1016/j.socscimed.2007.03.046. Epub 2007 May 8.
Research Ethics Committees (RECs) are increasingly institutionalised as a feature of research practice, but have remained strangely neglected by social scientists. In this paper, we argue that analysis of letters from RECs to researchers offers important insights into how RECs operate. We report a traditional content analysis and an ethnographic content analysis of 141 letters to researchers, together with an analysis of the organisational and institutional arrangements for RECs in the UK. We show that REC letters perform three important social functions. First, they define what is deemed by a REC to be ethical practice for any particular application, and confer authority on that definition. They do this actively, through comments on particular aspects of proposals, and passively, through silences about other aspects. Second, they provide an account of the work of the REC, and function as a form of institutional display. Third, they specify the nature of the relationship between the REC and the applicant, casting the applicant in a supplicant role and requiring forms of docility. Writing and reading REC letters require highly specific competences, and engage both parties in a Bourdieusian "game" that discourages challenges from researchers. The authority of RECs' decisions derives not from their appeal to the moral superiority of any ethical position, but through their place in the organisational structure and the social positioning of the parties to the process thus implied. Letters are the critical point at which RECs act on researchers and their projects.
研究伦理委员会(RECs)作为研究实践的一个特征日益制度化,但却奇怪地一直被社会科学家所忽视。在本文中,我们认为对研究伦理委员会给研究人员的信件进行分析,能为研究伦理委员会的运作方式提供重要见解。我们报告了对141封给研究人员的信件进行的传统内容分析和人种志内容分析,以及对英国研究伦理委员会的组织和制度安排的分析。我们表明,研究伦理委员会的信件履行三项重要的社会功能。首先,它们界定了研究伦理委员会认为任何特定申请的道德实践是什么,并赋予该定义权威性。它们通过对提案特定方面的评论积极地做到这一点,也通过对其他方面的沉默消极地做到这一点。其次,它们说明了研究伦理委员会的工作,并起到一种制度展示的作用。第三,它们明确了研究伦理委员会与申请人之间关系的性质,使申请人处于恳求者的角色,并要求其表现出顺从的形式。撰写和阅读研究伦理委员会的信件需要高度特定的能力,并且使双方都参与到一种布迪厄式的“游戏”中,这种游戏抑制了研究人员的质疑。研究伦理委员会决定的权威性并非源于其诉诸任何伦理立场的道德优越性,而是源于它们在组织结构中的地位以及由此暗示的该过程各方的社会定位。信件是研究伦理委员会对研究人员及其项目采取行动的关键点。