Vickers Andrew J, Kattan Michael W, Daniel Sargent
Department of Epidemiology and , Memorial Sloan-Kettering Cancer Center, 1275 York Avenue NY, NY 10021, USA.
Trials. 2007 Jun 5;8:14. doi: 10.1186/1745-6215-8-14.
The clinical significance of a treatment effect demonstrated in a randomized trial is typically assessed by reference to differences in event rates at the group level. An alternative is to make individualized predictions for each patient based on a prediction model. This approach is growing in popularity, particularly for cancer. Despite its intuitive advantages, it remains plausible that some prediction models may do more harm than good. Here we present a novel method for determining whether predictions from a model should be used to apply the results of a randomized trial to individual patients, as opposed to using group level results.
We propose applying the prediction model to a data set from a randomized trial and examining the results of patients for whom the treatment arm recommended by a prediction model is congruent with allocation. These results are compared with the strategy of treating all patients through use of a net benefit function that incorporates both the number of patients treated and the outcome. We examined models developed using data sets regarding adjuvant chemotherapy for colorectal cancer and Dutasteride for benign prostatic hypertrophy.
For adjuvant chemotherapy, we found that patients who would opt for chemotherapy even for small risk reductions, and, conversely, those who would require a very large risk reduction, would on average be harmed by using a prediction model; those with intermediate preferences would on average benefit by allowing such information to help their decision making. Use of prediction could, at worst, lead to the equivalent of an additional death or recurrence per 143 patients; at best it could lead to the equivalent of a reduction in the number of treatments of 25% without an increase in event rates. In the Dutasteride case, where the average benefit of treatment is more modest, there is a small benefit of prediction modelling, equivalent to a reduction of one event for every 100 patients given an individualized prediction.
The size of the benefit associated with appropriate clinical implementation of a good prediction model is sufficient to warrant development of further models. However, care is advised in the implementation of prediction modelling, especially for patients who would opt for treatment even if it was of relatively little benefit.
在随机试验中所证明的治疗效果的临床意义通常是通过参考组水平上的事件发生率差异来评估的。另一种方法是基于预测模型为每个患者做出个性化预测。这种方法越来越受欢迎,尤其是在癌症领域。尽管其具有直观的优势,但仍有可能某些预测模型弊大于利。在此,我们提出一种新方法,用于确定是否应使用模型的预测结果将随机试验的结果应用于个体患者,而不是使用组水平的结果。
我们建议将预测模型应用于随机试验的数据集,并检查那些预测模型推荐的治疗组与分配组一致的患者的结果。通过使用一个纳入治疗患者数量和结果的净效益函数,将这些结果与治疗所有患者的策略进行比较。我们研究了使用关于结直肠癌辅助化疗和度他雄胺治疗良性前列腺增生的数据集开发的模型。
对于辅助化疗,我们发现即使风险降低幅度很小也会选择化疗的患者,以及相反地,那些需要非常大幅度降低风险才会选择化疗的患者,平均而言使用预测模型会受到伤害;偏好中等的患者平均而言会因利用此类信息辅助决策而受益。使用预测模型,最坏的情况是每143名患者中会额外导致一例死亡或复发;最好的情况是可使治疗次数减少25%且不增加事件发生率。在度他雄胺的案例中,治疗的平均益处较小,预测建模有小的益处,相当于每100名接受个性化预测的患者中可减少一例事件。
与良好预测模型的适当临床应用相关联的益处大小足以保证进一步开发模型。然而,在实施预测建模时需谨慎,特别是对于即使益处相对较小也会选择治疗方案 的患者。