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关联研究的不可重复性:是“伪失败”导致无法重复吗?

Non-replication of association studies: "pseudo-failures" to replicate?

作者信息

Gorroochurn Prakash, Hodge Susan E, Heiman Gary A, Durner Martina, Greenberg David A

机构信息

Division of Statistical Genetics, Department of Biostatistics, Mailman School of Public Health, Columbia University, New York, New York 10032, USA.

出版信息

Genet Med. 2007 Jun;9(6):325-31. doi: 10.1097/gim.0b013e3180676d79.

Abstract

Recently, serious doubts have been cast on the usefulness of association studies as a means to genetically dissect complex diseases because most initial findings fail to replicate in subsequent studies. The reasons usually invoked are population stratification, genetic heterogeneity, and inflated Type I errors. In this article, we argue that, even when these problems are addressed, the scientific community usually has unreasonably high expectations on replication success, based on initial low P values, a phenomenon known as the replication fallacy. We present a modified formula that gives the replication power of a second association study based on the P value of an initial study. When both studies have similar sample sizes, this formula shows that: (1) a P value only slightly lower than the nominal alpha results in only approximately 50% replication power; (2) very low P values are required to achieve a replication power of at least 80% (e.g., at alpha = 0.05, a P value of <0.005 is required). Because many initially significant findings result in low replication power, replication failure should not be surprising or be interpreted as necessarily refuting the initial findings. We refer to replication failures for which the replication power is low as "pseudo-failures."

摘要

最近,关联研究作为一种从基因层面剖析复杂疾病的手段,其有效性受到了严重质疑,因为大多数初步研究结果在后续研究中无法重复验证。通常提到的原因有人口分层、基因异质性以及膨胀的I型错误。在本文中,我们认为,即使解决了这些问题,基于最初较低的P值,科学界通常对重复验证成功有着不合理的过高期望,这一现象被称为重复验证谬误。我们提出了一个修正公式,该公式基于初步研究的P值给出第二次关联研究的重复验证效力。当两项研究样本量相似时,该公式表明:(1)仅略低于名义α水平的P值只能带来约50%的重复验证效力;(2)要达到至少80%的重复验证效力,需要非常低的P值(例如,在α = 0.05时,需要P值<0.005)。由于许多最初具有显著性的研究结果导致重复验证效力较低,重复验证失败不应令人惊讶,也不应必然被解释为对初步研究结果进行反驳。我们将重复验证效力较低的重复验证失败称为“假失败”。

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