Moore Nicholas, Juillet Yves, Bertoye Pierre-Henri
Département de Pharmacologie, Université de Bordeaux, Bordeaux, France.
Therapie. 2007 May-Jun;62(3):203-9, 211-6. doi: 10.2515/therapie:2007043. Epub 2007 Sep 6.
The integrity of the data from clinical trials and of its use is an essential element of the scientific method, and of the trust one can have in this method. There are many examples of fraud, and they recur regularly. The objective of this round table was to work on the definition of fraud, on its recognition and prevention especially in the institutional system. Fraud involves an active decision to cheat, and ranges from trying to hide incompetence to wholesale invention of data, patients or studies. Its frequency is difficult to evaluate but might be as high as 1% of all studies or publications. Fraud can involve ethics (post-hoc IRB [institutional review board] approval, IRB requests not applied, lack of consent), or any of the steps from realisation to interpretation of studies or trials. Identification of fraud is made harder by the usual risk for the whistle-blowers, who must be protected. Seeking fraud is implicit in Good Clinical Practices (GCP) that all industry sponsors must apply, but that are less often applied by institutional sponsors. It might be useful to install procedures to detect fraud in studies, especially institutional. Various statistical methods can be used to identify unusual data patterns that could suggest fraud. Once fraud is identified, its management is often not foreseen. Here again, clear procedures or recommendations would be of help.
临床试验数据的完整性及其使用是科学方法的关键要素,也是人们对该方法信任的关键要素。欺诈的例子屡见不鲜,且经常发生。本次圆桌会议的目的是探讨欺诈的定义、识别及预防,尤其是在制度体系中的相关问题。欺诈涉及主动作弊的行为,范围从试图掩盖无能到全盘编造数据、患者或研究。其发生频率难以评估,但可能高达所有研究或出版物的1%。欺诈可能涉及伦理问题(事后机构审查委员会[IRB]批准、未执行IRB要求、缺乏知情同意),或从研究或试验的实施到解读的任何环节。举报人通常面临风险,这使得欺诈行为更难被识别,因此必须保护举报人。所有行业赞助商都必须遵循的良好临床实践(GCP)隐含着对欺诈行为的追查,但机构赞助商较少遵循。建立检测研究中欺诈行为的程序可能会有所帮助,尤其是针对机构研究。可以使用各种统计方法来识别可能暗示欺诈的异常数据模式。一旦识别出欺诈行为,其处理方式往往未作预先考虑。在这方面,明确的程序或建议会有所帮助。