Amorim Leila D, Bangdiwala Shrikant I, McMurray Robert G, Creighton Dana, Harrell Joanne
Department of Statistics, Federal University of Bahia, Salvador, Brazil.
Nurs Res. 2007 Sep-Oct;56(5):355-60. doi: 10.1097/01.NNR.0000289497.91918.94.
Cluster designs have become increasingly popular in many research areas. Adopting these designs requires special considerations because individuals within the same cluster may be correlated. Therefore, appropriate sample size calculations in these settings require the incorporation of additional information regarding intraclass or intracluster correlations (ICCs), which measure the degree of similarity between individuals within the same cluster or class.
To discuss the importance of the ICC in cluster-designed studies and present ICC estimates for selected physiologic characteristics in children and adolescents.
The ICCs for body mass index (BMI), sum of skinfolds (SSF), blood pressure, glucose, insulin, and lipids were determined using baseline data from the Cardiovascular Health in Children and Youth Studies (CHIC II and III). The ICC estimates presented were obtained through the use of mixed models for the entire data set and separately by age groups, gender, and ethnicity.
The estimated ICCs ranged from .0104 for BMI to .1657 for glucose. The differences in the estimated ICCs among the three age groups were most marked for blood pressure, SSF, and glucose and were small for aerobic power, insulin, and lipids. The greatest difference in ICC by gender was in BMI and SSF: The ICC for SSF in girls was 8.2 times larger than that for boys. Caucasians had higher ICC estimates for insulin than did African Americans and other ethnic groups.
The magnitude of the ICC varied by the outcome of interest, and factors such as age, gender, and ethnicity also influenced the magnitude of the ICC. The presence of ICCs should be assumed when using cluster designs, and ICCs should be considered when conducting sample size calculations for such studies.
整群设计在许多研究领域越来越受欢迎。采用这些设计需要特殊考虑,因为同一群组内的个体可能存在相关性。因此,在这些情况下进行适当的样本量计算需要纳入有关组内或群内相关性(ICC)的额外信息,ICC用于衡量同一群组或类别内个体之间的相似程度。
讨论ICC在整群设计研究中的重要性,并给出儿童和青少年选定生理特征的ICC估计值。
使用儿童和青少年心血管健康研究(CHIC II和III)的基线数据确定体重指数(BMI)、皮褶厚度总和(SSF)、血压、血糖、胰岛素和血脂的ICC。给出的ICC估计值是通过对整个数据集使用混合模型获得的,并按年龄组、性别和种族分别计算。
估计的ICC范围从BMI的0.0104到血糖的0.1657。三个年龄组之间估计的ICC差异在血压、SSF和血糖方面最为明显,而在有氧能力、胰岛素和血脂方面较小。按性别划分的ICC最大差异在于BMI和SSF:女孩的SSF的ICC是男孩的8.2倍。白种人胰岛素的ICC估计值高于非裔美国人和其他种族群体。
ICC的大小因感兴趣的结果而异,年龄、性别和种族等因素也会影响ICC的大小。在使用整群设计时应假定存在ICC,并且在进行此类研究的样本量计算时应考虑ICC。