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新生儿筛查研究中的知情同意豁免:平衡社会价值与尊重

Waiving informed consent in newborn screening research: balancing social value and respect.

作者信息

Tarini Beth A, Burke Wylie, Scott C Ronald, Wilfond Benjamin S

机构信息

Division of Pediatrics, University of Michigan, Ann Arbor, MI 48109, USA.

出版信息

Am J Med Genet C Semin Med Genet. 2008 Feb 15;148C(1):23-30. doi: 10.1002/ajmg.c.30164.

Abstract

While newborn screening (NBS) programs have historically relied on presumptive benefit in deciding when to implement new tests, experience has demonstrated that this approach can lead to screening tests that lack efficacy or, worse yet, cause harm. Population-based NBS research provides an opportunity to evaluate safety and effectiveness of potential tests prior to widespread implementation. Using the example of Pompe disease, we argue that waiving the requirement for informed consent is appropriate for research evaluating the screening phase of potential NBS tests when data support the potential health benefits of testing and when other research safeguards are present. The regulatory requirement for informed consent can be waived if a research study meets criteria of minimal risk, protecting rights and welfare, and practicability. In population-based NBS research, the main risks are related to false positive results and results with ambiguous implications for treatment-risks that are comparable to those posed by many tests newly added to NBS programs without prior population-based NBS research. Waiving the informed consent requirement facilitates the development of flexible strategies for informing and educating parents about NBS research that reflect the logistics of population-based NBS screening. A strict interpretation of the regulatory requirement of informed consent may create significant logistical and financial barriers to adequate evaluation of NBS tests. Without a broader interpretation of this regulatory requirement in NBS research for which there is evidence of a clinically meaningful benefit from treatment, we may create incentives for the implementation of inadequately evaluated NBS tests.

摘要

虽然新生儿筛查(NBS)项目在历史上一直依靠假定的益处来决定何时实施新测试,但经验表明,这种方法可能导致筛查测试缺乏有效性,或者更糟糕的是,造成伤害。基于人群的NBS研究提供了一个在广泛实施之前评估潜在测试安全性和有效性的机会。以庞贝病为例,我们认为,当数据支持测试的潜在健康益处且存在其他研究保障措施时,在评估潜在NBS测试的筛查阶段的研究中免除知情同意要求是合适的。如果一项研究符合最低风险、保护权利和福利以及可行性的标准,那么知情同意的监管要求可以被免除。在基于人群的NBS研究中,主要风险与假阳性结果以及对治疗有模糊影响的结果相关——这些风险与许多在没有基于人群的NBS研究的情况下新添加到NBS项目中的测试所带来的风险相当。免除知情同意要求有助于制定灵活的策略,向家长宣传和教育NBS研究,这些策略反映了基于人群的NBS筛查的实际情况。对知情同意监管要求的严格解释可能会给充分评估NBS测试带来重大的后勤和财务障碍。在NBS研究中,如果没有对这一监管要求进行更广泛的解释,而该研究有证据表明治疗具有临床意义上的益处,那么我们可能会促使实施评估不充分的NBS测试。

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