Manni Franz, Heeringa Wilbert, Toupance Bruno, Nerbonne John
UMR 5145, CNRS, Musée de l'Homme, National Museum of Natural History, 17 Place du Trocadéro, 75016 Paris, France.
Hum Biol. 2008 Feb;80(1):41-64. doi: 10.3378/1534-6617(2008)80[41:DSDMDV]2.0.CO;2.
Our focus in this paper is the analysis of surnames, which have been proven to be reliable genetic markers because in patrilineal systems they are transmitted along generations virtually unchanged, similarly to a genetic locus on the Y chromosome. We compare the distribution of surnames to the distribution of dialect pronunciations, which are clearly culturally transmitted. Because surnames, at the time of their introduction, were words subject to the same linguistic processes that otherwise result in dialect differences, one might expect their geographic distribution to be correlated with dialect pronunciation differences. In this paper we concentrate on the Netherlands, an area of only 40,000 km2, where two official languages are spoken, Dutch and Frisian. We analyze 19,910 different surnames, sampled in 226 locations, and 125 different words, whose pronunciation was recorded in 252 sites. We find that, once the collinear effects of geography on both surname and cultural transmission are taken into account, there is no statistically significant association between the two, suggesting that surnames cannot be taken as a proxy for dialect variation, even though they can be safely used as a proxy for Y-chromosome genetic variation. We find the results historically and geographically insightful, hopefully leading to a deeper understanding of the role that local migrations and cultural diffusion play in surname and dialect diversity.
本文的重点是对姓氏的分析,姓氏已被证明是可靠的基因标记,因为在父系系统中,它们代代相传,几乎没有变化,类似于Y染色体上的一个基因位点。我们将姓氏的分布与方言发音的分布进行比较,方言发音显然是通过文化传播的。由于姓氏在引入时是受导致方言差异的相同语言过程影响的词汇,人们可能会预期它们的地理分布与方言发音差异相关。在本文中,我们专注于荷兰,一个面积仅40000平方公里的地区,那里使用两种官方语言,荷兰语和弗里斯兰语。我们分析了在226个地点抽样的19910个不同姓氏,以及在252个地点记录发音的125个不同词汇。我们发现,一旦考虑到地理因素对姓氏和文化传播的共线影响,两者之间就没有统计学上的显著关联,这表明姓氏不能被用作方言变异的替代指标,尽管它们可以安全地用作Y染色体基因变异的替代指标。我们发现这些结果在历史和地理方面都具有启发性,有望促使人们更深入地理解本地迁移和文化传播在姓氏和方言多样性中所起的作用。