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治理与评估:以欧盟区域政策横向优先事项为例

Governance and evaluation: the case of EU regional policy horizontal priorities.

作者信息

Gore Tony, Wells Peter

机构信息

Centre for Regional Economic and Social Research, Sheffield Hallam University, City Campus, Sheffield, United Kingdom.

出版信息

Eval Program Plann. 2009 May;32(2):158-67. doi: 10.1016/j.evalprogplan.2008.10.007. Epub 2008 Nov 5.

Abstract

This paper argues that the framing of many programme evaluations tends to eschew any rigorous exploration of the governance aspects of programme design and implementation. This is illustrated by an examination of the method-based approach endorsed by the European Commission for the evaluation of its regional policy programmes. In line with previous work, this found that such evaluations, particularly those using management-based approaches, underplay the role of social and political agency in programme framing and implementation, and therefore in explaining outcomes. Acknowledging such factors is especially important in evaluating cross-cutting themes such as equal opportunities, environmental sustainability and social inclusion. Known as horizontal priorities in European Union policies, such issues at their heart reflect unease with the traditional functional organisation of the modern state, which while providing organisational efficiency gains for planning, is not able to cater for complex and multiple social realities in a postmodern world. Using evidence from South Yorkshire, United Kingdom, and in particular the Mid Term Evaluation of the 2000-2006 European Union Structural Funds Programme, the paper argues that a robust evaluation of such horizontal priorities has to incorporate the full range of governance factors. This is because their framing, implementation and possible achievements are contingent on, and shaped by, the mobilisation of social and political actors.

摘要

本文认为,许多项目评估的框架往往避开对项目设计和实施治理方面的任何严格探究。欧盟委员会认可的用于评估其区域政策项目的基于方法的途径的考察就说明了这一点。与先前的研究一致,这一考察发现,此类评估,尤其是那些采用基于管理的方法的评估,淡化了社会和政治能动主体在项目框架构建和实施中的作用,因而也淡化了其在解释成果方面的作用。在评估诸如机会平等、环境可持续性和社会包容等跨领域主题时,认识到这些因素尤为重要。在欧盟政策中被称为横向优先事项,此类问题本质上反映了对现代国家传统职能组织的不满,这种组织虽然能提高规划的组织效率,但在后现代世界中无法应对复杂多样的社会现实。本文利用英国南约克郡的证据,特别是2000 - 2006年欧盟结构基金项目的中期评估,认为对此类横向优先事项进行有力评估必须纳入全方位的治理因素。这是因为它们的框架构建、实施以及可能取得的成果取决于社会和政治行为体如何调动,并受其影响。

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