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研究结果的传播和发表:相关偏倚的更新综述。

Dissemination and publication of research findings: an updated review of related biases.

机构信息

School of Medicine, Health Policy and Practice, University of East Anglia, Norwich, UK.

出版信息

Health Technol Assess. 2010 Feb;14(8):iii, ix-xi, 1-193. doi: 10.3310/hta14080.

Abstract

OBJECTIVES

To identify and appraise empirical studies on publication and related biases published since 1998; to assess methods to deal with publication and related biases; and to examine, in a random sample of published systematic reviews, measures taken to prevent, reduce and detect dissemination bias.

DATA SOURCES

The main literature search, in August 2008, covered the Cochrane Methodology Register Database, MEDLINE, EMBASE, AMED and CINAHL. In May 2009, PubMed, PsycINFO and OpenSIGLE were also searched. Reference lists of retrieved studies were also examined.

REVIEW METHODS

In Part I, studies were classified as evidence or method studies and data were extracted according to types of dissemination bias or methods for dealing with it. Evidence from empirical studies was summarised narratively. In Part II, 300 systematic reviews were randomly selected from MEDLINE and the methods used to deal with publication and related biases were assessed.

RESULTS

Studies with significant or positive results were more likely to be published than those with non-significant or negative results, thereby confirming findings from a previous HTA report. There was convincing evidence that outcome reporting bias exists and has an impact on the pooled summary in systematic reviews. Studies with significant results tended to be published earlier than studies with non-significant results, and empirical evidence suggests that published studies tended to report a greater treatment effect than those from the grey literature. Exclusion of non-English-language studies appeared to result in a high risk of bias in some areas of research such as complementary and alternative medicine. In a few cases, publication and related biases had a potentially detrimental impact on patients or resource use. Publication bias can be prevented before a literature review (e.g. by prospective registration of trials), or detected during a literature review (e.g. by locating unpublished studies, funnel plot and related tests, sensitivity analysis modelling), or its impact can be minimised after a literature review (e.g. by confirmatory large-scale trials, updating the systematic review). The interpretation of funnel plot and related statistical tests, often used to assess publication bias, was often too simplistic and likely misleading. More sophisticated modelling methods have not been widely used. Compared with systematic reviews published in 1996, recent reviews of health-care interventions were more likely to locate and include non-English-language studies and grey literature or unpublished studies, and to test for publication bias.

CONCLUSIONS

Dissemination of research findings is likely to be a biased process, although the actual impact of such bias depends on specific circumstances. The prospective registration of clinical trials and the endorsement of reporting guidelines may reduce research dissemination bias in clinical research. In systematic reviews, measures can be taken to minimise the impact of dissemination bias by systematically searching for and including relevant studies that are difficult to access. Statistical methods can be useful for sensitivity analyses. Further research is needed to develop methods for qualitatively assessing the risk of publication bias in systematic reviews, and to evaluate the effect of prospective registration of studies, open access policy and improved publication guidelines.

摘要

目的

确定并评估自 1998 年以来发表的关于出版和相关偏倚的经验研究;评估处理出版和相关偏倚的方法;并在随机抽取的已发表系统评价中,检查为预防、减少和发现传播偏倚而采取的措施。

数据来源

2008 年 8 月的主要文献检索涵盖了 Cochrane 方法学注册数据库、MEDLINE、EMBASE、AMED 和 CINAHL。2009 年 5 月,还对 PubMed、PsycINFO 和 OpenSIGLE 进行了检索。还查阅了检索研究的参考文献列表。

审查方法

在第一部分中,根据传播偏倚的类型或处理偏倚的方法,将研究分为证据研究或方法研究,并提取数据。经验研究的证据以叙述性方式进行总结。在第二部分中,从 MEDLINE 中随机选择 300 篇系统评价,并评估用于处理出版和相关偏倚的方法。

结果

与无显著性或负性结果相比,有显著性或正性结果的研究更有可能发表,这证实了之前一项 HTA 报告的发现。有令人信服的证据表明,结果报告偏倚存在,并对系统评价中的汇总结果产生影响。有显著性结果的研究往往比无显著性结果的研究更早发表,经验证据表明,发表的研究往往比灰色文献报告更大的治疗效果。排除非英语语言的研究似乎会导致某些研究领域(如补充和替代医学)存在较高的偏倚风险。在少数情况下,出版和相关偏倚对患者或资源利用可能产生潜在的不利影响。出版偏倚可以在文献综述之前(例如通过前瞻性试验注册)预防,也可以在文献综述期间(例如通过定位未发表的研究、漏斗图和相关检验、敏感性分析建模)检测,或者在文献综述后(例如通过确认性大规模试验、更新系统综述)最小化其影响。漏斗图和相关统计检验的解释,通常用于评估出版偏倚,往往过于简单化,可能具有误导性。更复杂的建模方法尚未得到广泛应用。与 1996 年发表的卫生保健干预措施的系统评价相比,最近的卫生保健干预措施的系统评价更有可能定位和纳入非英语语言的研究和灰色文献或未发表的研究,并测试出版偏倚。

结论

研究结果的传播很可能是一个有偏倚的过程,尽管这种偏倚的实际影响取决于具体情况。临床试验的前瞻性注册和报告指南的认可可能会减少临床研究中的研究传播偏倚。在系统评价中,可以通过系统地搜索和纳入难以获取的相关研究,采取措施来最小化传播偏倚的影响。统计方法可用于敏感性分析。需要进一步研究以开发定性评估系统评价中出版偏倚风险的方法,并评估前瞻性研究注册、开放获取政策和改进出版指南的效果。

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