Costas Rodrigo, van Leeuwen Thed N, Bordons María
Scientometrics. 2010 Mar;82(3):517-537. doi: 10.1007/s11192-010-0187-7. Epub 2010 Feb 17.
This paper focuses on the study of self-citations at the meso and micro (individual) levels, on the basis of an analysis of the production (1994-2004) of individual researchers working at the Spanish CSIC in the areas of Biology and Biomedicine and Material Sciences. Two different types of self-citations are described: author self-citations (citations received from the author him/herself) and co-author self-citations (citations received from the researchers' co-authors but without his/her participation). Self-citations do not play a decisive role in the high citation scores of documents either at the individual or at the meso level, which are mainly due to external citations. At micro-level, the percentage of self-citations does not change by professional rank or age, but differences in the relative weight of author and co-author self-citations have been found. The percentage of co-author self-citations tends to decrease with age and professional rank while the percentage of author self-citations shows the opposite trend. Suppressing author self-citations from citation counts to prevent overblown self-citation practices may result in a higher reduction of citation numbers of old scientists and, particularly, of those in the highest categories. Author and co-author self-citations provide valuable information on the scientific communication process, but external citations are the most relevant for evaluative purposes. As a final recommendation, studies considering self-citations at the individual level should make clear whether author or total self-citations are used as these can affect researchers differently.
本文基于对西班牙科学研究高级理事会(CSIC)从事生物学与生物医学以及材料科学领域研究的个体研究人员在1994年至2004年期间研究成果的分析,聚焦于中观和微观(个体)层面的自引研究。文中描述了两种不同类型的自引:作者自引(作者本人收到的引用)和合著者自引(研究人员的合著者收到的引用,但没有其本人参与)。无论是在个体层面还是中观层面,自引在文献的高被引次数中都不发挥决定性作用,高被引次数主要归因于外部引用。在微观层面,自引的百分比不会因专业职级或年龄而改变,但发现作者自引和合著者自引的相对权重存在差异。合著者自引的百分比往往会随着年龄和专业职级的提升而下降,而作者自引的百分比则呈现相反趋势。从引用计数中剔除作者自引来防止过度自引行为,可能会导致老年科学家,尤其是最高职级科学家的引用次数有更高比例的减少。作者自引和合著者自引为科学交流过程提供了有价值的信息,但外部引用在评估目的方面最为相关。作为最后的建议,考虑个体层面自引的研究应明确是采用作者自引还是总自引,因为这可能会对研究人员产生不同的影响。