Hooper Paul L, Kaplan Hillard S, Boone James L
Department of Anthropology, University of New Mexico, Albuquerque, NM 87131, USA.
J Theor Biol. 2010 Aug 21;265(4):633-46. doi: 10.1016/j.jtbi.2010.05.034.
Two types of models aim to account the origins of rank differentiation and social hierarchy in human societies. Conflict models suggest that the formation of social hierarchies is synonymous with the establishment of relationships of coercive social dominance and exploitation. Voluntary or 'integrative' models, on the other hand, suggest that rank differentiation--the differentiation of leader from follower, ruler from ruled, or state from subject--may sometimes be preferred over more egalitarian social arrangements as a solution to the challenges of life in social groups, such as conflict over resources, coordination failures, and free-riding in cooperative relationships. Little formal theoretical work, however, has established whether and under what conditions individuals would indeed prefer the establishment of more hierarchical relationships over more egalitarian alternatives. This paper provides an evolutionary game theoretical model for the acceptance of leadership in cooperative groups. We propose that the effort of a leader can reduce the likelihood that cooperation fails due to free-riding or coordination errors, and that under some circumstances, individuals would prefer to cooperate in a group under the supervision of a leader who receives a share of the group's productivity than to work in an unsupervised group. We suggest, in particular, that this becomes an optimal solution for individual decision makers when the number of group members required for collective action exceeds the maximum group size at which leaderless cooperation is viable.
有两种模型旨在解释人类社会中等级分化和社会等级制度的起源。冲突模型认为,社会等级制度的形成等同于强制性社会支配和剥削关系的建立。另一方面,自愿或“整合”模型认为,等级分化——领导者与追随者、统治者与被统治者、国家与臣民的分化——作为应对社会群体生活挑战的一种解决方案,比如资源冲突、协调失败以及合作关系中的搭便车行为,有时可能比更加平等的社会安排更受青睐。然而,很少有正式的理论研究确定个人是否以及在何种情况下确实会更倾向于建立等级化程度更高的关系,而非更平等的选择。本文提供了一个关于合作群体中领导力接受度的演化博弈理论模型。我们提出,领导者的努力可以降低合作因搭便车或协调失误而失败的可能性,并且在某些情况下,个体更愿意在由获得群体产出份额的领导者监督的群体中合作,而不是在无监督的群体中工作。我们特别指出,当集体行动所需的群体成员数量超过无领导合作可行的最大群体规模时,这对个体决策者而言会成为一个最优解决方案。