Wei Lynn
Biostatistics and Programming, Sanofi-Aventis, U.S., Bridgewater, New Jersey, USA.
J Biopharm Stat. 2011 Mar;21(2):355-61. doi: 10.1080/10543406.2011.550115.
Statisticians in pharmaceutical field are constantly challenged by missing data caused by patient dropout in clinical trials. What the targeted population parameter for statistical inference should be when missing data are present has been a much-debated point. Many missing data methods aim at the so-called hypothetical parameter, i.e., treatment effect of a drug assuming no patients dropout from a clinical trial for the drug. Other methods intend to combine all dropout information into the treatment effect estimate. We believe that patient dropouts should not be treated equally when determining the population parameter of treatment effect. The objective of clinical trials, after all, is to evaluate a drug's effect on patients. Dropouts due to drug-related reasons such as drug-induced adverse experience are part of the drug's attributes, while dropout due to non-drug-related reasons, such as protocol deviation, are not inherent characteristics of the drug. Hence we propose to classify the patient dropouts into two classes: intrinsic (drug-related) and extrinsic (non-drug-related) dropouts. The former should be taken into account when defining the population parameter of the treatment effect, while the latter should not be. This classification will help determine a target population parameter that depicts a fair picture of a drug's effect, while the common classification of missing data as missing completely random (MCAR), missing at random (MAR), and missing not at random (MNAR) will help define appropriate statistical approach to analysis when missing data exist. Other related issues, such as statistical inference under this classification and implementing the classification in real clinical trials, are also touched upon here.
制药领域的统计学家一直面临着临床试验中因患者退出导致的数据缺失问题。当存在缺失数据时,用于统计推断的目标总体参数应该是什么,这一直是一个备受争议的问题。许多缺失数据方法针对的是所谓的假设参数,即假设没有患者从药物临床试验中退出时药物的治疗效果。其他方法则试图将所有退出信息纳入治疗效果估计中。我们认为,在确定治疗效果的总体参数时,不应将患者退出情况同等对待。毕竟,临床试验的目的是评估药物对患者的效果。因药物相关原因(如药物引起的不良事件)导致的退出是药物属性的一部分,而因非药物相关原因(如方案偏离)导致的退出则不是药物的固有特征。因此,我们建议将患者退出分为两类:内在(药物相关)退出和外在(非药物相关)退出。在定义治疗效果的总体参数时应考虑前者,而不应考虑后者。这种分类将有助于确定一个能公平反映药物效果的目标总体参数,而将缺失数据常见分类为完全随机缺失(MCAR)、随机缺失(MAR)和非随机缺失(MNAR)将有助于在存在缺失数据时定义合适的统计分析方法。这里还涉及其他相关问题,如在此分类下的统计推断以及在实际临床试验中实施该分类。