Screening and Test Evaluation Program, Sydney School of Public Health, University of Sydney, Edward Ford building, A27 Fisher Road, Sydney, NSW 2006, Australia.
Soc Sci Med. 2011 Apr;72(7):1039-46. doi: 10.1016/j.socscimed.2011.01.034. Epub 2011 Feb 24.
Getting evidence into policy is notoriously difficult. In this empirical case study we used document analysis and key informant interviews to explore the Australian federal government's policy to implement a national bowel cancer screening programme, and the role of evidence in this policy. Our analysis revealed a range of institutional limitations at three levels of national government: within the health department, between government departments, and across the whole of government. These limitations were amplified by the pressures of the 2004 Australian federal election campaign. Traditional knowledge utilisation approaches, which rely principally on voluntarist strategies and focus on the individual, rather than the institutional level, are often insufficient to ensure evidence-based implementation. We propose three alternative models, based on deliberative strategies which have been shown to work in other settings: review of the evidence by a select group of experts whose independence is enshrined in legislation and whose imprimatur is required before policy can proceed; use of an advisory group of experts who consult widely with stakeholders and publish their review findings; or public discussion of the evidence by the media and community groups who act as more direct conduits to the decision-makers than researchers. Such deliberative models could help overcome the limitations on the use of evidence by embedding public review of evidence as the first step in the institutional decision-making processes.
将证据纳入政策制定过程是众所周知的难题。在这项实证案例研究中,我们使用文件分析和关键知情人访谈,探讨了澳大利亚联邦政府实施国家肠癌筛查计划的政策,以及证据在该政策中的作用。我们的分析揭示了在国家政府的三个层面上存在一系列机构限制:在卫生部内部、政府部门之间以及整个政府范围内。这些限制因 2004 年澳大利亚联邦选举活动的压力而加剧。传统的知识利用方法主要依赖于自愿策略,并侧重于个人,而不是机构层面,往往不足以确保基于证据的实施。我们提出了三种替代模式,这些模式基于在其他环境中已被证明有效的审议策略:由一组独立于立法并在政策推进前需要其认可的专家对证据进行审查;或者使用一个咨询专家组,与利益相关者广泛协商并公布其审查结果;或者由媒体和社区团体公开讨论证据,这些团体比研究人员更直接地向决策者传达信息。这些审议模式可以通过将证据的公开审查作为机构决策过程的第一步,帮助克服证据利用的限制。