University of Portsmouth.
Geogr J. 2011;177(2):171-85. doi: 10.1111/j.1475-4959.2010.00378.x.
This paper argues that participation in natural resource management, which is often coupled with moves for more local ownership of decision making, is based on three sets of assumptions: about the role of the state, the universality of application of such approaches and the transformatory potential of institutional reform. The validity of these assumptions requires investigation in view of the rapid institutionalisation and scaling-up of participatory approaches, particularly in developing country contexts. Post-apartheid South Africa is widely recognised as a pioneer of participatory and devolutionary approaches, particularly in the field of water resources. It is 12 years since the promulgation of the forward-thinking 1998 National Water Act, and thus an opportune moment to reflect on South Africa's experiences of participatory governance. Drawing on empirical research covering the establishment of the first Catchment Management Agency, and the transformation of existing Irrigation Boards into more inclusive Water User Associations in the Inkomati Water Management Area, it emerges that there may be fundamental weaknesses in the participatory model and underlying assumptions, and indeed such approaches may actually reinforce inequitable outcomes: the legacy of long-established institutional frameworks and powerful actors therein continues to exert influence in post-apartheid South Africa, and has the potential to subvert the democratic and redistributive potential of the water reforms. It is argued that a reassessment of the role of the state is necessary: where there is extreme heterogeneity in challenging catchments more, rather than less, state intervention may be required to uphold the interests of marginalised groups and effect redistribution.
本文认为,参与自然资源管理通常伴随着更多的地方决策自主权,其基于三组假设:关于国家的角色、此类方法的普遍适用性以及制度改革的变革潜力。鉴于参与式方法的快速制度化和规模化,特别是在发展中国家背景下,这些假设的有效性需要进行调查。南非后种族隔离时代被广泛认为是参与式和权力下放方法的先驱,特别是在水资源领域。自具有前瞻性的 1998 年《国家水法》颁布以来已经过去了 12 年,因此现在是反思南非参与式治理经验的恰当时机。本研究借鉴了涵盖第一个集水区管理局成立以及将现有灌溉委员会转变为更具包容性的水用户协会的经验研究,结果表明参与式模式和基本假设可能存在根本缺陷,事实上,此类方法实际上可能会强化不公平的结果:长期存在的制度框架及其内部的强大行为者的遗留问题继续对南非后种族隔离时代产生影响,并有可能破坏水改革的民主和再分配潜力。有人认为,有必要重新评估国家的作用:在具有挑战性的集水区存在极端异质性的情况下,为了维护边缘化群体的利益并实现再分配,可能需要更多的国家干预。