University of Montana, College of Forestry and Conservation, Missoula, MT 59812, USA.
Conserv Biol. 2012 Dec;26(6):1137-44. doi: 10.1111/j.1523-1739.2012.01915.x. Epub 2012 Aug 14.
We analyzed whether decision-making triggers increase accountability of adaptive-management plans. Triggers are prenegotiated commitments in an adaptive-management plan that specify what actions are to be taken and when on the basis of information obtained from monitoring. Triggers improve certainty that particular actions will be taken by agencies in the future. We conducted an in-depth, qualitative review of the political and legal contexts of adaptive management and its application by U.S. federal agencies. Agencies must satisfy the judiciary that adaptive-management plans meet substantive legal standards and comply with the U.S. National Environmental Policy Act. We examined 3 cases in which triggers were used in adaptive-management plans: salmon (Oncorhynchus spp.) in the Columbia River, oil and gas development by the Bureau of Land Management, and a habitat conservation plan under the U.S. Endangered Species Act. In all the cases, key aspects of adaptive management, including controls and preidentified feedback loops, were not incorporated in the plans. Monitoring and triggered mitigation actions were limited in their enforceability, which was contingent on several factors, including which laws applied in each case and the degree of specificity in how triggers were written into plans. Other controversial aspects of these plans revolved around who designed, conducted, interpreted, and funded monitoring programs. Additional contentious issues were the level of precaution associated with trigger mechanisms and the definition of ecological baselines used as points of comparison. Despite these challenges, triggers can be used to increase accountability, by predefining points at which an adaptive management plan will be revisited and reevaluated, and thus improve the application of adaptive management in its complicated political and legal context.
我们分析了决策触发因素是否能提高适应性管理计划的问责制。触发因素是适应性管理计划中的预先协商承诺,根据从监测中获得的信息,规定在什么情况下采取什么行动。触发因素提高了机构在未来采取特定行动的确定性。我们对适应性管理及其在美国联邦机构中的应用的政治和法律背景进行了深入的定性审查。机构必须使司法部门相信适应性管理计划符合实质性法律标准,并遵守美国国家环境政策法案。我们审查了适应性管理计划中使用触发因素的 3 个案例:哥伦比亚河的鲑鱼(Oncorhynchus spp.)、土地管理局的石油和天然气开发以及濒危物种法案下的生境保护计划。在所有案例中,适应性管理的关键方面,包括控制和预先确定的反馈循环,都没有纳入计划。监测和触发缓解措施的可执行性有限,这取决于几个因素,包括每种情况下适用的法律以及将触发因素写入计划的具体程度。这些计划的其他争议方面涉及谁设计、进行、解释和资助监测计划。另外一个有争议的问题是与触发机制相关的预防程度以及用作比较点的生态基线的定义。尽管存在这些挑战,但通过预先定义将对适应性管理计划进行审查和重新评估的时间点,可以利用触发因素来提高问责制,从而改善适应性管理在其复杂的政治和法律背景下的应用。