KEMRI –Wellcome Trust Research Programme, 230, Kilifi, Coast 80108, Kenya.
Dev World Bioeth. 2013 Apr;13(1):48-56. doi: 10.1111/dewb.12010. Epub 2013 Feb 21.
Internationally, calls for feedback of findings to be made an 'ethical imperative' or mandatory have been met with both strong support and opposition. Challenges include differences in issues by type of study and context, disentangling between aggregate and individual study results, and inadequate empirical evidence on which to draw. In this paper we present data from observations and interviews with key stakeholders involved in feeding back aggregate study findings for two Phase II malaria vaccine trials among children under the age of 5 years old on the Kenyan Coast. In our setting, feeding back of aggregate findings was an appreciated set of activities. The inclusion of individual results was important from the point of view of both participants and researchers, to reassure participants of trial safety, and to ensure that positive results were not over-interpreted and that individual level issues around blinding and control were clarified. Feedback sessions also offered an opportunity to re-evaluate and re-negotiate trial relationships and benefits, with potentially important implications for perceptions of and involvement in follow-up work for the trials and in future research. We found that feedback of findings is a complex but key step in a continuing set of social interactions between community members and research staff (particularly field staff who work at the interface with communities), and among community members themselves; a step which needs careful planning from the outset. We agree with others that individual and aggregate results need to be considered separately, and that for individual results, both the nature and value of the information, and the context, including social relationships, need to be taken into account.
在国际上,呼吁将研究结果反馈作为“道德义务”或强制性要求的呼声,既得到了强烈的支持,也遭到了强烈的反对。挑战包括不同类型研究和背景下的问题差异、厘清总体研究结果和个体研究结果之间的关系,以及缺乏可借鉴的充分经验证据。本文介绍了在肯尼亚沿海地区进行的两项 5 岁以下儿童二期疟疾疫苗试验中,我们对参与反馈总体研究结果的关键利益相关者进行观察和访谈所获得的数据。在我们的研究环境中,反馈总体研究结果是一组受欢迎的活动。从参与者和研究人员的角度来看,纳入个体研究结果非常重要,这有助于让参与者确信试验的安全性,并确保不会过度解释阳性结果,以及澄清个体层面关于盲法和对照的问题。反馈会议还提供了一个重新评估和重新协商试验关系和利益的机会,这可能对试验后续工作和未来研究的认知和参与产生重要影响。我们发现,研究结果反馈是社区成员和研究人员(特别是在社区工作的实地工作人员)之间以及社区成员之间一系列持续社会互动中的一个复杂但关键的步骤;这是一个需要从一开始就精心规划的步骤。我们同意其他人的观点,即需要分别考虑个体和总体结果,并且对于个体结果,需要考虑信息的性质和价值以及背景,包括社会关系。