Stanford Prevention Research Center, Department of Medicine, Stanford University School of Medicine, Stanford, CA, USA; Department of Health Research and Policy, Stanford University School of Medicine, Stanford, CA, USA; Department of Statistics, Stanford University School of Humanities and Sciences, Stanford, CA, USA; Meta-Research Innovation Center at Stanford (METRICS), Stanford University, Stanford, CA, USA.
J Psychosom Res. 2015 Jan;78(1):7-11. doi: 10.1016/j.jpsychores.2014.11.008. Epub 2014 Nov 22.
The phenomenon of self-citation can present in many different forms, including direct, co-author, collaborative, and coercive induced self-citation. It can also pertain to the citation of single scientists, groups of scientists, journals, and institutions. This article presents some case studies of extreme self-citation practices. It also discusses the implications of different types of self-citation. Self-citation is not necessarily inappropriate by default. In fact, usually it is fully appropriate but often it is even necessary. Conversely, inappropriate self-citation practices may be highly misleading and may distort the scientific literature. Coercive induced self-citation is the most difficult to discover. Coercive Induced self-citation may happen directly from reviewers of articles, but also indirectly from reviewers of grants, scientific advisors who steer a research agenda, and leaders of funding agencies who may espouse spending disproportionately large funds in research domains that perpetuate their own self-legacy. Inappropriate self-citation can be only a surrogate marker of what might be much greater distortions of the scientific corpus towards conformity to specific opinions and biases. Inappropriate self-citations eventually affect also impact metrics. Different impact metrics vary in the extent to which they can be gamed through self-citation practices. Citation indices that are more gaming-proof are available and should be more widely used. We need more empirical studies to dissect the impact of different types of inappropriate self-citation and to examine the effectiveness of interventions to limit them.
自引现象可能以多种不同形式出现,包括直接自引、共同作者自引、合作自引和强制诱导自引。它也可以涉及单个科学家、科学家群体、期刊和机构的引用。本文介绍了一些极端自引行为的案例研究,并讨论了不同类型自引的影响。自引默认不一定不恰当。事实上,通常是完全合适的,但通常甚至是必要的。相反,不恰当的自引行为可能具有高度误导性,并可能扭曲科学文献。强制诱导自引是最难发现的。强制诱导自引可能直接来自文章的审稿人,也可能间接地来自资助申请的审稿人、指导研究议程的科学顾问以及可能主张在延续自身遗产的研究领域不成比例地投入大量资金的资助机构的领导人。不恰当的自引可能只是对科学文献中更严重的对特定意见和偏见的趋同的歪曲的替代指标。不恰当的自引最终也会影响影响指标。不同的影响指标在多大程度上可以通过自引行为来操纵存在差异。更能抵御操纵的引文指标可用,应更广泛地使用。我们需要更多的实证研究来剖析不同类型不恰当自引的影响,并研究限制它们的干预措施的有效性。