Nowacki Amy S, Zhao Wenle, Palesch Yuko Y
1 Department of Quantitative Health Sciences, Cleveland Clinic Foundation, Cleveland, OH, USA.
2 Department of Public Health Sciences, Medical University of South Carolina, Charleston, SC, USA.
Stat Methods Med Res. 2017 Jun;26(3):1078-1092. doi: 10.1177/0962280214567142. Epub 2015 Jan 12.
Response-adaptive randomization (RAR) offers clinical investigators benefit by modifying the treatment allocation probabilities to optimize the ethical, operational, or statistical performance of the trial. Delayed primary outcomes and their effect on RAR have been studied in the literature; however, the incorporation of surrogate outcomes has not been fully addressed. We explore the benefits and limitations of surrogate outcome utilization in RAR in the context of acute stroke clinical trials. We propose a novel surrogate-primary (S-P) replacement algorithm where a patient's surrogate outcome is used in the RAR algorithm only until their primary outcome becomes available to replace it. Computer simulations investigate the effect of both the delay in obtaining the primary outcome and the underlying surrogate and primary outcome distributional discrepancies on complete randomization, standard RAR and the S-P replacement algorithm methods. Results show that when the primary outcome is delayed, the S-P replacement algorithm reduces the variability of the treatment allocation probabilities and achieves stabilization sooner. Additionally, the S-P replacement algorithm benefit proved to be robust in that it preserved power and reduced the expected number of failures across a variety of scenarios.
响应自适应随机化(RAR)通过修改治疗分配概率来优化试验的伦理、操作或统计性能,从而为临床研究人员带来益处。文献中已经研究了延迟主要结局及其对RAR的影响;然而,替代结局的纳入尚未得到充分探讨。我们在急性中风临床试验的背景下探讨了在RAR中使用替代结局的益处和局限性。我们提出了一种新颖的替代-主要(S-P)替换算法,其中患者的替代结局仅在其主要结局可用以替换它之前用于RAR算法。计算机模拟研究了获得主要结局的延迟以及潜在的替代结局和主要结局分布差异对完全随机化、标准RAR和S-P替换算法方法的影响。结果表明,当主要结局延迟时,S-P替换算法降低了治疗分配概率的变异性,并更快地实现了稳定。此外,S-P替换算法的益处被证明是稳健的,因为它在各种情况下都保持了检验效能并减少了预期的失败次数。