van Amelsvoort Ludovic G P M, Jansen Nicole W H, Kant IJmert
Department of Epidemiology, CAPHRI, Maastricht University, PO Box 616, 6200MD Maastricht, The Netherlands.
Scand J Work Environ Health. 2015 May 1;41(3):322-323. doi: 10.5271/sjweh.3483. Epub 2015 Feb 2.
We read with much interest the article of Schouten et al (1) on identifying workers with a high risk for future long-term sickness absence using the Work Ability Index (WAI). The ability to identify high-risk workers might facilitate targeted interventions for such workers and, consequently, can reduce sickness absence levels and improve workers' health. Earlier studies by both Tamela et al (2), Kant et al (3), and Lexis et al (4) have demonstrated that such an approach, based on the identification of high-risk workers and a subsequent intervention, can be effectively applied in practice to reduce sickness absence significantly. The reason for our letter on Schouten et al's article is twofold. First, by including workers already on sick leave in a study predicting long-term sick leave will result in an overestimation of the predictive properties of the instrument and biased predictors, especially when also the outcome of interest is included as a factor in the prediction model. Second, we object to the use of the term "screening" when subjects with the condition screened for are included in the study. Reinforced by the inclusion of sickness absence in the prediction model, including workers already on sick leave will shift the focus of the study findings towards the prediction of (re)current sickness absence and workers with a below-average return-to-work rate, rather than the identification of workers at high risk for the onset of future long-term sickness absence. The possibilities for prevention will shift from pure secondary prevention to a mix of secondary and tertiary prevention. As a consequence, the predictors of the model presented in the Schouten et al article can be used as a basis for tailoring neither preventive measures nor interventions. Moreover, including the outcome (sickness absence) as a predictor in the model, especially in a mixed population including workers with and without the condition (on sick leave), will result in biased predictors and an overestimation of the predictive value. A methodological approach of related issues is provided in the works of Glymour et al (5) and Hamilton et al (6). This phenomenon is even more clearly illustrated by the predictive properties of the workability index, as described by Alavinia et al (7, page 328), which reported that "when adjusted for individual characteristics, lifestyle factors, and work characteristics, two dimensions of the WAI were significant predictors for both moderate and long durations of sickness absence: (i) the presence of sickness absence in the past 12 months prior to the medical examination and (ii) experienced limitations due to health problems." So, when applied to the study by Schouten et al (1), this means that most of the predictive value would be related to the factors "sickness absence in the past 12 months". In addition, we object to the use of the term "screening" in the Schouten et al study as it includes workers with the intended outcome (long-term sickness absence). One can identify three separate aims to study the longitudinal association between risk factors and subsequent long-term sickness absence: (i) to establish causal risk factors for long-term sickness absence, often to find clues for primary preventive strategies (beyond the scope here); (ii) to identify high-risk workers who are still at work and might benefit from an intervention before sickness absence occurs (secondary prevention); and (iii) to identify workers on sick leave who might suffer a below-average return-to-work rate or have a high risk for the recurrence of (long-term) sickness absence and might benefit from intensification or optimization of the return-to-work process (tertiary prevention). In this light, one needs to separate screening instruments from predictive instruments and reserve the term "screening" for the situation as defined by Wilson and Junger (8, page 7): "The object of screening for disease is to discover those among the apparently well who are in fact suffering from disease" (ie, situations of secondary prevention). This means that, when applying this definition on long-term sickness absence under the precondition that the individuals are still at work, screening enables the identification of high-risk individuals in the early "stages" of a "disease" that can progress into long-term sickness absence. In the case of the Schouten et al study, the population at risk, as derived from their predictive instrument, consists of workers with and without sickness absence, and as such excludes the use of the term "screening" in this case. To conclude, we have substantiated that, in addition to correct usage of the term "screening", careful selection of the study population, predictors and most importantly the aim of the predictive model are essential in the process of developing predictive instruments aimed at identifying workers at high risk of long-term sickness absence. Two fundamentally different approaches are possible. One approach aims at identifying workers on sick leave with either a below-average chance to return to work an/or a high risk for a successive episode of long-term sickness absence. From a methodological and practical point of view, such an instrument should be developed and validated among workers already on sick leave. A second approach aims at identifying workers who are still at work but at high risk for future long-term sickness absence. To develop and validate such an instrument, a study sample where workers already on sick leave are excluded is a prerequisite. Such instruments fit in a pro-active approach of preventing future sickness absence, where an early intervention can be offered to those workers with an increased risk for future sickness absence.
我们饶有兴趣地阅读了舒滕等人(1)的文章,该文章探讨了使用工作能力指数(WAI)来识别未来长期病假高风险工人的问题。识别高风险工人的能力可能有助于针对此类工人进行有针对性的干预,从而降低病假水平并改善工人健康。塔梅拉等人(2)、康德等人(3)以及莱克西斯等人(4)早期的研究表明,这种基于识别高风险工人并随后进行干预的方法,在实践中可以有效地应用于显著减少病假。我们写这封关于舒滕等人文章的信有两个原因。首先,在一项预测长期病假的研究中纳入已经休病假的工人,会导致对该工具预测特性的高估以及预测指标的偏差,特别是当感兴趣的结果也作为预测模型中的一个因素时。其次,我们反对在研究中纳入已被筛查疾病的受试者时使用“筛查”一词。由于预测模型中纳入了病假情况,包括已经休病假的工人会将研究结果的重点转向对(再)发病假和返工率低于平均水平的工人的预测,而不是识别未来长期病假开始的高风险工人。预防的可能性将从单纯的二级预防转向二级和三级预防的混合。因此,舒滕等人文章中提出的模型的预测指标既不能作为制定预防措施的基础,也不能作为干预措施的基础。此外,将结果(病假)作为模型中的预测指标,特别是在包括有和没有该状况(休病假)的工人的混合人群中,会导致预测指标有偏差,并高估预测价值。格林穆尔等人(5)和汉密尔顿等人(6)的著作中提供了相关问题的方法论方法。正如阿拉维尼亚等人(7,第328页)所描述的工作能力指数的预测特性更清楚地说明了这种现象,该报告指出“在根据个人特征、生活方式因素和工作特征进行调整后,WAI的两个维度是中度和长期病假的重要预测指标:(i)在体检前过去12个月内有过病假,以及(ii)因健康问题经历过限制”。所以,当应用于舒滕等人(1)的研究时,这意味着大部分预测价值将与“过去12个月内的病假”因素相关。此外,我们反对舒滕等人研究中使用“筛查”一词,因为它包括了有预期结果(长期病假)的工人。可以确定研究风险因素与随后长期病假之间纵向关联的三个不同目标:(i)确定长期病假的因果风险因素,通常是为了找到一级预防策略的线索(超出本文范围);(ii)识别仍在工作且可能在病假发生前从干预中受益的高风险工人(二级预防);以及(iii)识别病假工人中返工率可能低于平均水平或(长期)病假复发风险高且可能从加强或优化返工过程中受益的工人(三级预防)。鉴于此,需要将筛查工具与预测工具区分开来,并将“筛查”一词保留用于威尔逊和荣格(8,第7页)所定义的情况:“疾病筛查的目的是在看似健康的人群中发现那些实际上患有疾病的人”(即二级预防情况)。这意味着,在个体仍在工作的前提下,将这个定义应用于长期病假时,筛查能够在可能发展为长期病假的“疾病”的早期“阶段”识别高风险个体。在舒滕等人的研究中,从他们的预测工具得出的风险人群包括有和没有病假的工人,因此在这种情况下排除了使用“筛查”一词。总之,我们已经证实,除了正确使用“筛查”一词外,在开发旨在识别长期病假高风险工人的预测工具过程中,仔细选择研究人群、预测指标以及最重要的预测模型的目标至关重要。有两种根本不同的方法。一种方法旨在识别返工机会低于平均水平和/或长期病假连续发作风险高的病假工人。从方法论和实践的角度来看,这样一种工具应该在已经休病假的工人中开发和验证。第二种方法旨在识别仍在工作但未来长期病假风险高的工人。要开发和验证这样一种工具,排除已经休病假的工人的研究样本是一个先决条件。这样的工具符合预防未来病假的积极方法,即可以对未来病假风险增加的工人提供早期干预。