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关于音乐起源理论的五个基本限制因素。

Five fundamental constraints on theories of the origins of music.

作者信息

Merker Bjorn, Morley Iain, Zuidema Willem

机构信息

Fjälkestadsv. 410-82, SE-29194, Kristianstad, Sweden

Institute of Cognitive and Evolutionary Anthropology, and Institute of Human Sciences, University of Oxford, Oxford, UK.

出版信息

Philos Trans R Soc Lond B Biol Sci. 2015 Mar 19;370(1664):20140095. doi: 10.1098/rstb.2014.0095.

Abstract

The diverse forms and functions of human music place obstacles in the way of an evolutionary reconstruction of its origins. In the absence of any obvious homologues of human music among our closest primate relatives, theorizing about its origins, in order to make progress, needs constraints from the nature of music, the capacities it engages, and the contexts in which it occurs. Here we propose and examine five fundamental constraints that bear on theories of how music and some of its features may have originated. First, cultural transmission, bringing the formal powers of cultural as contrasted with Darwinian evolution to bear on its contents. Second, generativity, i.e. the fact that music generates infinite pattern diversity by finite means. Third, vocal production learning, without which there can be no human singing. Fourth, entrainment with perfect synchrony, without which there is neither rhythmic ensemble music nor rhythmic dancing to music. And fifth, the universal propensity of humans to gather occasionally to sing and dance together in a group, which suggests a motivational basis endemic to our biology. We end by considering the evolutionary context within which these constraints had to be met in the genesis of human musicality.

摘要

人类音乐形式多样、功能各异,这给从进化角度重构其起源造成了障碍。在与人类亲缘关系最近的灵长类动物中,没有任何明显的人类音乐同源物,因此,为了取得进展,关于音乐起源的理论推测需要受到音乐本质、音乐所涉及的能力以及音乐出现的背景的限制。在此,我们提出并探讨五个与音乐及其某些特征可能如何起源的理论相关的基本限制因素。第一,文化传播,它将文化的形式力量(与达尔文进化论相对)施加于音乐内容之上。第二,生成性,即音乐能够通过有限的手段产生无限的模式多样性这一事实。第三,发声学习,没有它就不会有人类歌唱。第四,完美同步的节奏跟随,没有它就既不会有节奏性的合奏音乐,也不会有随音乐的节奏舞蹈。第五,人类普遍有偶尔聚在一起集体唱歌跳舞的倾向,这表明我们的生物学中存在一种内在的动机基础。我们最后思考在人类音乐性起源过程中必须满足这些限制因素的进化背景。

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