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非平衡2×2析因设计与交互效应:一个棘手的组合。

Unbalanced 2 x 2 factorial designs and the interaction effect: a troublesome combination.

作者信息

Landsheer Johannes A, van den Wittenboer Godfried

机构信息

Department of Methodology and Statistics of Behavioral and Social Sciences, Utrecht University, Utrecht, The Netherlands.

Department of Education (Emeritus), University of Amsterdam, Amsterdam, The Netherlands.

出版信息

PLoS One. 2015 Mar 25;10(3):e0121412. doi: 10.1371/journal.pone.0121412. eCollection 2015.

Abstract

In this power study, ANOVAs of unbalanced and balanced 2 x 2 datasets are compared (N = 120). Datasets are created under the assumption that H1 of the effects is true. The effects are constructed in two ways, assuming: 1. contributions to the effects solely in the treatment groups; 2. contrasting contributions in treatment and control groups. The main question is whether the two ANOVA correction methods for imbalance (applying Sums of Squares Type II or III; SS II or SS III) offer satisfactory power in the presence of an interaction. Overall, SS II showed higher power, but results varied strongly. When compared to a balanced dataset, for some unbalanced datasets the rejection rate of H0 of main effects was undesirably higher. SS III showed consistently somewhat lower power. When the effects were constructed with equal contributions from control and treatment groups, the interaction could be re-estimated satisfactorily. When an interaction was present, SS III led consistently to somewhat lower rejection rates of H0 of main effects, compared to the rejection rates found in equivalent balanced datasets, while SS II produced strongly varying results. In data constructed with only effects in the treatment groups and no effects in the control groups, the H0 of moderate and strong interaction effects was often not rejected and SS II seemed applicable. Even then, SS III provided slightly better results when a true interaction was present. ANOVA allowed not always for a satisfactory re-estimation of the unique interaction effect. Yet, SS II worked better only when an interaction effect could be excluded, whereas SS III results were just marginally worse in that case. Overall, SS III provided consistently 1 to 5% lower rejection rates of H0 in comparison with analyses of balanced datasets, while results of SS II varied too widely for general application.

摘要

在这项功效研究中,比较了不平衡和平衡的2×2数据集的方差分析(N = 120)。数据集是在效应的备择假设(H1)为真的假设下创建的。效应通过两种方式构建,假设:1. 仅在治疗组中对效应有贡献;2. 治疗组和对照组中的贡献形成对比。主要问题是,在存在交互作用的情况下,两种针对不平衡的方差分析校正方法(应用II型或III型平方和;SS II或SS III)是否具有令人满意的功效。总体而言,SS II显示出更高的功效,但结果差异很大。与平衡数据集相比,对于一些不平衡数据集,主效应的原假设(H0)的拒绝率高得不理想。SS III显示出的功效始终略低。当效应由对照组和治疗组的同等贡献构建时,可以令人满意地重新估计交互作用。当存在交互作用时,与在等效平衡数据集中发现的拒绝率相比,SS III导致主效应的H0的拒绝率始终略低,而SS II产生的结果差异很大。在仅在治疗组中有效应而对照组中没有效应构建的数据中,中度和强交互效应的H0通常未被拒绝,SS II似乎适用。即便如此,当存在真正的交互作用时,SS III提供的结果略好。方差分析并不总是能够令人满意地重新估计独特的交互作用效应。然而,只有在可以排除交互作用效应时,SS II的效果才更好,而在这种情况下SS III的结果只是略差。总体而言,与平衡数据集的分析相比,SS III始终使H0的拒绝率低1%至5%,而SS II的结果差异太大,无法普遍应用。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/e5b3/4373880/d9120f34aef6/pone.0121412.g001.jpg

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