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“访员聚类”:单阶段健康调查中未被计入的方差来源。

"Clustering by interviewer": a source of variance that is unaccounted for in single-stage health surveys.

作者信息

Elliott Michael Roger, West Brady Thomas

出版信息

Am J Epidemiol. 2015 Jul 15;182(2):118-26. doi: 10.1093/aje/kwv018. Epub 2015 Jun 1.

Abstract

Although the impact of interviewers on survey measurement has been studied for more than 85 years, such impacts are rarely considered in the analysis of health surveys. This issue is particularly important with single-stage surveys such as that used in the Behavioral Risk Factor Surveillance System (BRFSS), where there are no sampling clusters in which interviewer effects could be captured. The BRFSS involves an ongoing telephone survey of the health behaviors of US adults and was established in 1984 by the Centers for Disease Control and Prevention. Public-use BRFSS data files are widely used by epidemiologists and public health researchers to describe the health behaviors of adults in the United States. Since its onset, the BRFSS has provided identification codes for telephone interviewers completing BRFSS interviews in its public-use data files; however, a review of BRFSS publications shows no evidence that these codes have been used in estimating standard errors. In this paper we analyze data from the 2012 BRFSS, illustrate both design-based and model-based approaches to incorporating interviewer effects in variance estimation, and find evidence of substantial interviewer effects for 5 key estimates across states. These results suggest that BRFSS analysts should consider accounting for interviewer effects, and we provide example code enabling analysts to do so. We conclude with suggestions regarding possible directions for future research.

摘要

尽管访谈员对调查测量的影响已被研究了85年有余,但在健康调查分析中却很少考虑这些影响。对于像行为风险因素监测系统(BRFSS)中使用的单阶段调查而言,这个问题尤为重要,因为在这类调查中没有抽样群集来捕捉访谈员效应。BRFSS是一项对美国成年人健康行为的持续性电话调查,由疾病控制与预防中心于1984年设立。流行病学专家和公共卫生研究人员广泛使用BRFSS的公共使用数据文件来描述美国成年人的健康行为。自启动以来,BRFSS在其公共使用数据文件中为完成BRFSS访谈的电话访谈员提供了识别码;然而,对BRFSS出版物的审查表明,没有证据显示这些代码被用于估计标准误差。在本文中,我们分析了2012年BRFSS的数据,展示了基于设计和基于模型的方法将访谈员效应纳入方差估计,并发现了各州5个关键估计存在显著访谈员效应的证据。这些结果表明,BRFSS分析人员应考虑对访谈员效应进行核算,并且我们提供了示例代码以便分析人员能够这样做。我们最后提出了关于未来研究可能方向的建议。

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