Bohk Christina, Rau Roland
University of Rostock, Ulmenstrasse 69, 18057 Rostock, Germany.
Kolner Z Soz Sozpsychol. 2015;67(Suppl 1):271-294. doi: 10.1007/s11577-015-0323-8.
To investigate how economic conditions and crises affect mortality and its predictability in industrialized countries, we review the related literature, and we forecast mortality developments in Spain, Hungary, and Russia-three countries which have recently undergone major transformation processes following the introduction of radical economic and political reforms. The results of our retrospective mortality forecasts from 1991 to 2009 suggest that our model can capture major changes in long-term mortality trends, and that the forecast errors it generates are usually smaller than those of other well-accepted models, like the Lee-Carter model and its coherent variant. This is because our approach is capable of modeling (1) dynamic shifts in survival improvements from younger to older ages over time, as well as (2) substantial changes in long-term trends by optionally complementing the extrapolated mortality trends in a country of interest with those of selected reference countries. However, the forecasting performance of our model is limited (like that of every model): e.g., if mortality becomes extremely volatile-as was the case in Russia after the dissolution of the Soviet Union-generating a precise forecast will depend more on luck than on methodology and expert judgment. In general, we conclude that, on their own, recent economic changes appear to have minor effects on life expectancy in industrialized countries, but that the effects of these changes are greater if they occur in conjunction with other major social and political changes.
为了研究经济状况和危机如何影响工业化国家的死亡率及其可预测性,我们回顾了相关文献,并对西班牙、匈牙利和俄罗斯这三个国家的死亡率发展进行了预测。这三个国家在引入激进的经济和政治改革后,最近经历了重大的转型过程。我们对1991年至2009年死亡率的回顾性预测结果表明,我们的模型能够捕捉长期死亡率趋势的主要变化,并且它产生的预测误差通常小于其他广为接受的模型,如李-卡特模型及其连贯变体。这是因为我们的方法能够对以下两点进行建模:(1)随着时间推移,生存改善从年轻时到老年时的动态转变,以及(2)通过用选定参考国家的死亡率趋势选择性地补充目标国家外推的死亡率趋势,从而对长期趋势的实质性变化进行建模。然而,我们模型的预测性能是有限的(如同每个模型一样):例如,如果死亡率变得极其不稳定——苏联解体后的俄罗斯就是这种情况——做出精确的预测将更多地取决于运气,而非方法和专家判断。总体而言,我们得出结论,就其本身而言,近期的经济变化似乎对工业化国家的预期寿命影响较小,但如果这些变化与其他重大社会和政治变化同时发生,其影响会更大。