Centre for Human Factors and Sociotechnical Systems, Faculty of Arts, Business and Law, University of the Sunshine Coast, Sippy Downs, Queensland, Australia.
Appl Ergon. 2019 Oct;80:272-280. doi: 10.1016/j.apergo.2017.02.019. Epub 2017 Mar 18.
Like most work systems, the domain of adventure activities has seen a series of serious incidents and subsequent calls to improve regulation. Safety regulation systems aim to promote safety and reduce accidents. However, there is scant evidence they have led to improved safety outcomes. In fact there is some evidence that the poor integration of regulatory system components has led to adverse safety outcomes in some contexts. Despite this, there is an absence of methods for evaluating regulatory and compliance systems. This article argues that sociotechnical systems theory and methods provide a suitable framework for evaluating regulatory systems. This is demonstrated through an analysis of a recently introduced set of adventure activity regulations. Work Domain Analysis (WDA) was used to describe the regulatory system in terms of its functional purposes, values and priority measures, purpose-related functions, object-related processes and cognitive objects. This allowed judgement to be made on the nature of the new regulatory system and on the constraints that may impact its efficacy following implementation. Importantly, the analysis suggests that the new system's functional purpose of ensuring safe activities is not fully supported in terms of the functions and objects available to fulfil them. Potential improvements to the design of the system are discussed along with the implications for regulatory system design and evaluation across the safety critical domains generally.
与大多数工作系统一样,冒险活动领域已经出现了一系列严重事件,并随后呼吁加强监管。安全监管系统旨在促进安全并减少事故。然而,几乎没有证据表明它们带来了更好的安全结果。事实上,有一些证据表明,在某些情况下,监管系统组件的整合不良导致了不利的安全结果。尽管如此,目前还缺乏评估监管和合规系统的方法。本文认为,社会技术系统理论和方法为评估监管系统提供了一个合适的框架。这通过对最近引入的一套冒险活动法规的分析得到了证明。工作域分析(WDA)用于根据其功能目的、价值观和优先措施、与目的相关的功能、与对象相关的过程和认知对象来描述监管系统。这使得可以对新监管系统的性质以及在实施后可能影响其效力的限制进行判断。重要的是,分析表明,新系统确保安全活动的功能目的在可用的功能和对象方面没有得到充分支持。还讨论了改进系统设计的潜力,以及对整个安全关键领域的监管系统设计和评估的影响。