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英国国家卫生与临床优化研究所单一技术评估过程中证据审查小组探索性分析的类型及影响

The Type and Impact of Evidence Review Group Exploratory Analyses in the NICE Single Technology Appraisal Process.

作者信息

Carroll Christopher, Kaltenthaler Eva, Hill-McManus Daniel, Scope Alison, Holmes Michael, Rice Stephen, Rose Micah, Tappenden Paul, Woolacott Nerys

机构信息

University of Sheffield, Sheffield, UK.

University of Sheffield, Sheffield, UK.

出版信息

Value Health. 2017 Jun;20(6):785-791. doi: 10.1016/j.jval.2016.08.729. Epub 2016 Oct 21.

Abstract

BACKGROUND

As part of the UK National Institute for Health and Care Excellence (NICE) single technology appraisal process, independent evidence review groups (ERGs) critically appraise a company's submission relating to a specific technology and indication.

OBJECTIVES

To explore the type of additional exploratory analyses conducted by ERGs and their impact on the recommendations made by NICE.

METHODS

The 100 most recently completed single technology appraisals with published guidance were selected for inclusion. A content analysis of relevant documents was undertaken to identify and extract relevant data, and narrative synthesis was used to rationalize and present these data.

RESULTS

The types of exploratory analysis conducted in relation to companies' models were fixing errors, addressing violations, addressing matters of judgment, and the provision of a new, ERG-preferred base case. Ninety-three of the 100 ERG reports contained at least one of these analyses. The most frequently reported type of analysis in these 93 ERG reports related to the category "Matters of judgment," which was reported in 83 reports (89%). At least one of the exploratory analyses conducted and reported by an ERG is mentioned in 97% of NICE appraisal consultation documents and 94% of NICE final appraisal determinations, and had a clear influence on recommendations in 72% of appraisal consultation documents and 47% of final appraisal determinations.

CONCLUSIONS

These results suggest that the additional analyses undertaken by ERGs in the appraisal of company submissions are highly influential in the policy-making and decision-making process.

摘要

背景

作为英国国家卫生与临床优化研究所(NICE)单一技术评估流程的一部分,独立证据审查小组(ERG)会严格评估公司提交的与特定技术和适应症相关的材料。

目的

探讨ERG进行的额外探索性分析的类型及其对NICE所做建议的影响。

方法

选取最近完成的100项已发布指南的单一技术评估纳入研究。对相关文件进行内容分析以识别和提取相关数据,并采用叙述性综合分析来梳理和呈现这些数据。

结果

针对公司模型进行的探索性分析类型包括修正错误、解决违规问题、处理判断事项以及提供一个新的、ERG更倾向的基础案例。100份ERG报告中有93份至少包含其中一项分析。在这93份ERG报告中,最常报告的分析类型与“判断事项”类别相关,83份报告(89%)提及了该类别。ERG进行并报告的探索性分析中至少有一项在97%的NICE评估咨询文件和94%的NICE最终评估决定中被提及,并且在72%的评估咨询文件和47%的最终评估决定中对建议有明显影响。

结论

这些结果表明,ERG在评估公司提交材料时进行的额外分析在政策制定和决策过程中具有高度影响力。

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