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顶尖神经科学期刊中报道的影响人类遗传学研究的逻辑和方法论问题。

Logical and Methodological Issues Affecting Genetic Studies of Humans Reported in Top Neuroscience Journals.

机构信息

Radboud University Nijmegen.

University of Bath.

出版信息

J Cogn Neurosci. 2018 Jan;30(1):25-41. doi: 10.1162/jocn_a_01192. Epub 2017 Sep 26.

Abstract

Genetics and neuroscience are two areas of science that pose particular methodological problems because they involve detecting weak signals (i.e., small effects) in noisy data. In recent years, increasing numbers of studies have attempted to bridge these disciplines by looking for genetic factors associated with individual differences in behavior, cognition, and brain structure or function. However, different methodological approaches to guarding against false positives have evolved in the two disciplines. To explore methodological issues affecting neurogenetic studies, we conducted an in-depth analysis of 30 consecutive articles in 12 top neuroscience journals that reported on genetic associations in nonclinical human samples. It was often difficult to estimate effect sizes in neuroimaging paradigms. Where effect sizes could be calculated, the studies reporting the largest effect sizes tended to have two features: (i) they had the smallest samples and were generally underpowered to detect genetic effects, and (ii) they did not fully correct for multiple comparisons. Furthermore, only a minority of studies used statistical methods for multiple comparisons that took into account correlations between phenotypes or genotypes, and only nine studies included a replication sample or explicitly set out to replicate a prior finding. Finally, presentation of methodological information was not standardized and was often distributed across Methods sections and Supplementary Material, making it challenging to assemble basic information from many studies. Space limits imposed by journals could mean that highly complex statistical methods were described in only a superficial fashion. In summary, methods that have become standard in the genetics literature-stringent statistical standards, use of large samples, and replication of findings-are not always adopted when behavioral, cognitive, or neuroimaging phenotypes are used, leading to an increased risk of false-positive findings. Studies need to correct not just for the number of phenotypes collected but also for the number of genotypes examined, genetic models tested, and subsamples investigated. The field would benefit from more widespread use of methods that take into account correlations between the factors corrected for, such as spectral decomposition, or permutation approaches. Replication should become standard practice; this, together with the need for larger sample sizes, will entail greater emphasis on collaboration between research groups. We conclude with some specific suggestions for standardized reporting in this area.

摘要

遗传学和神经科学是两个存在特殊方法论问题的科学领域,因为它们涉及检测嘈杂数据中的微弱信号(即小效应)。近年来,越来越多的研究试图通过寻找与行为、认知和大脑结构或功能的个体差异相关的遗传因素来弥合这两个学科之间的差距。然而,这两个学科已经发展出不同的方法来防止假阳性。为了探讨影响神经遗传学研究的方法论问题,我们对 12 种顶尖神经科学期刊中连续发表的 30 篇报告非临床人类样本中遗传关联的文章进行了深入分析。在神经影像学范式中,往往难以估计效应大小。在可以计算效应大小的地方,报告最大效应大小的研究往往具有两个特征:(i)它们的样本最小,通常没有足够的能力来检测遗传效应,(ii)它们没有完全纠正多重比较。此外,只有少数研究使用了考虑表型或基因型之间相关性的多重比较统计方法,只有 9 项研究包括了复制样本或明确旨在复制先前的发现。最后,方法论信息的呈现没有标准化,通常分布在方法部分和补充材料中,因此很难从许多研究中收集基本信息。期刊篇幅的限制可能意味着高度复杂的统计方法只能以肤浅的方式描述。总之,遗传学文献中已经成为标准的方法——严格的统计标准、使用大样本和复制发现——在使用行为、认知或神经影像学表型时并不总是被采用,导致假阳性发现的风险增加。研究不仅需要纠正收集的表型数量,还需要纠正检查的基因型数量、测试的遗传模型数量和研究的子样本数量。该领域将受益于更广泛地使用考虑校正因素之间相关性的方法,例如谱分解或置换方法。复制应成为标准做法;这与需要更大的样本量一起,将需要更加重视研究小组之间的合作。我们在这一领域的标准化报告方面提出了一些具体建议。

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