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患者报告结局数据缺失相关因素的分类框架的系统评价与构建

A systematic review and development of a classification framework for factors associated with missing patient-reported outcome data.

作者信息

Palmer Michael J, Mercieca-Bebber Rebecca, King Madeleine, Calvert Melanie, Richardson Harriet, Brundage Michael

机构信息

1 Department of Public Health Sciences, Queen's University, Kingston, ON, Canada.

2 Division of Cancer Care and Epidemiology, Cancer Research Institute, Queen's University, Kingston, ON, Canada.

出版信息

Clin Trials. 2018 Feb;15(1):95-106. doi: 10.1177/1740774517741113. Epub 2017 Nov 10.

DOI:10.1177/1740774517741113
PMID:29124956
Abstract

BACKGROUND/AIMS: Missing patient-reported outcome data can lead to biased results, to loss of power to detect between-treatment differences, and to research waste. Awareness of factors may help researchers reduce missing patient-reported outcome data through study design and trial processes. The aim was to construct a Classification Framework of factors associated with missing patient-reported outcome data in the context of comparative studies. The first step in this process was informed by a systematic review.

METHODS

Two databases (MEDLINE and CINAHL) were searched from inception to March 2015 for English articles. Inclusion criteria were (a) relevant to patient-reported outcomes, (b) discussed missing data or compliance in prospective medical studies, and (c) examined predictors or causes of missing data, including reasons identified in actual trial datasets and reported on cover sheets. Two reviewers independently screened titles and abstracts. Discrepancies were discussed with the research team prior to finalizing the list of eligible papers. In completing the systematic review, four particular challenges to synthesizing the extracted information were identified. To address these challenges, operational principles were established by consensus to guide the development of the Classification Framework.

RESULTS

A total of 6027 records were screened. In all, 100 papers were eligible and included in the review. Of these, 57% focused on cancer, 23% did not specify disease, and 20% reported for patients with a variety of non-cancer conditions. In total, 40% of the papers offered a descriptive analysis of possible factors associated with missing data, but some papers used other methods. In total, 663 excerpts of text (units), each describing a factor associated with missing patient-reported outcome data, were extracted verbatim. Redundant units were identified and sequestered. Similar units were grouped, and an iterative process of consensus among the investigators was used to reduce these units to a list of factors that met the guiding principles. The list was organized on a framework, using an iterative consensus-based process. The resultant Classification Framework is a summary of the factors associated with missing patient-reported outcome data described in the literature. It consists of 5 components (instrument, participant, centre, staff, and study) and 46 categories, each with one or more sub-categories or examples.

CONCLUSION

A systematic review of the literature revealed 46 unique categories of factors associated with missing patient-reported outcome data, organized into 5 main component groups. The Classification Framework may assist researchers to improve the design of new randomized clinical trials and to implement procedures to reduce missing patient-reported outcome data. Further research using the Classification Framework to inform quantitative analyses of missing patient-reported outcome data in existing clinical trials and to inform qualitative inquiry of research staff is planned.

摘要

背景/目的:患者报告结局数据缺失可能导致结果有偏差、失去检测治疗组间差异的效能以及造成研究资源浪费。了解相关因素可能有助于研究人员通过研究设计和试验流程减少患者报告结局数据的缺失。本研究旨在构建一个在比较研究背景下与患者报告结局数据缺失相关因素的分类框架。这一过程的第一步是基于一项系统评价。

方法

检索两个数据库(MEDLINE和CINAHL),纳入自建库起至2015年3月发表的英文文章。纳入标准为:(a)与患者报告结局相关;(b)讨论前瞻性医学研究中的数据缺失或依从性;(c)研究数据缺失的预测因素或原因,包括实际试验数据集中确定并在封面页报告的原因。两名研究者独立筛选标题和摘要。在确定合格论文列表之前,与研究团队讨论存在的分歧。在完成系统评价时,确定了综合提取信息的四个特殊挑战。为应对这些挑战,通过共识确立了操作原则,以指导分类框架的制定。

结果

共筛选6027条记录。总计100篇论文符合纳入标准并纳入本评价。其中,57%聚焦于癌症,23%未明确疾病,20%报告了各种非癌症疾病患者的情况。总计40%的论文对与数据缺失相关的可能因素进行了描述性分析,但部分论文采用了其他方法。共逐字提取了663条文本摘录(单元),每条摘录描述一个与患者报告结局数据缺失相关的因素。识别并剔除冗余单元。将相似单元进行分组,并通过研究者之间的反复共识过程将这些单元归纳为符合指导原则的因素列表。使用基于反复共识的过程,将该列表组织成一个框架。最终的分类框架总结了文献中描述的与患者报告结局数据缺失相关的因素。它由5个部分(工具、参与者、中心、工作人员和研究)和46个类别组成,每个类别有一个或多个子类别或示例。

结论

对文献的系统评价揭示了46个与患者报告结局数据缺失相关的独特类别,分为5个主要组成组。该分类框架可能有助于研究人员改进新随机临床试验的设计,并实施减少患者报告结局数据缺失的程序。计划进一步开展研究,利用该分类框架对现有临床试验中患者报告结局数据缺失进行定量分析,并对研究人员进行定性调查。

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