School of Public Health, University of the Western Cape, Cape Town, South Africa.
University of the Western Cape/South African Medical Research Council Health Services to Systems Unit, University of the Western Cape, Cape Town, South Africa.
Hum Resour Health. 2019 Apr 3;17(1):25. doi: 10.1186/s12960-019-0360-x.
Supportive supervision is considered critical to community health worker programme performance, but there is relatively little understanding of how it can be sustainably done at scale. Supportive supervision is a holistic concept that encompasses three key functions: management (ensuring performance), education (promoting development) and support (responding to needs and problems). Drawing on the experiences of the ward-based outreach team (WBOT) strategy, South Africa's national community health worker (CHW) programme, this paper explores and describes approaches to supportive supervision in policy and programme guidelines and how these are implemented in supervision practices in the North West Province, an early adopter of the WBOT strategy. Outreach teams typically consist of six CHWs plus a nurse outreach team leader (OTL).
A qualitative, descriptive study that combined a document review of national policy and guidelines with key informant interviews in two districts of the North West Province was conducted. An overall WBOT policy statement and four guidelines on aspects of the strategy, spanning the period 2011-2017, were reviewed for statements on the three core facets of supervision outlined above. Eight focus group discussions, involving facility managers, team leaders and community health workers (total 40 respondents), purposively selected from four sub-districts in two districts, assessed local-level supervision practices. Alignment across policy and guidance documents and between policy/guidance and practice was examined.
While all the official policy documents and guidelines reviewed acknowledged the need for supervision and support, these elements were inadequately developed and poorly aligned, both in terms of scope and in providing firm guidance on the supervision of WBOTs. The practices of supervision entailed a variety of reporting lines, while development and support processes were informal and often lacking, and teams poorly resourced. There was internal cohesion and support within teams amongst CHWs and between CHWs and OTLs. However, primary health care clinic managers, who were supposed to supervise the WBOTs, struggled to fulfil this role amidst the high workloads in facilities, and relationships between WBOTs and facility staff often remained strained.
This study identified weaknesses in both the design and implementation of the supervision system of WBOTs. The lack of explicit, coherent and holistic guidance in policy and the failure to address constraints to supervision at local level undermine the performance and sustainability of the WBOT strategy in South Africa.
支持性监督被认为对社区卫生工作者计划的绩效至关重要,但对于如何大规模可持续地进行支持性监督,人们的理解相对较少。支持性监督是一个包含三个关键功能的整体概念:管理(确保绩效)、教育(促进发展)和支持(响应需求和问题)。本文借鉴南非国家社区卫生工作者(CHW)计划中的基于病房的外展团队(WBOT)战略经验,探讨和描述了政策和方案准则中支持性监督的方法,以及这些方法如何在西北省的监督实践中得到实施,西北省是 WBOT 战略的早期采用者。外展团队通常由六名 CHW 加上一名护士外展团队负责人(OTL)组成。
采用定性描述性研究方法,对国家政策和准则进行文件审查,并在西北省的两个地区进行重点知情者访谈。审查了 2011-2017 年期间涵盖该战略各个方面的总体 WBOT 政策声明和四项准则,以了解上述监督的三个核心方面的陈述。从两个地区的四个分区中选择了四个分区的四个分区,共 40 名受访者,进行了八次焦点小组讨论,评估了当地的监督实践。检查了政策文件和指导文件之间的一致性,以及政策/指导与实践之间的一致性。
虽然审查的所有官方政策文件和准则都承认监督和支持的必要性,但这些要素在范围和为 WBOT 监督提供坚定指导方面都不够发达和缺乏一致性。监督的做法涉及各种报告线,而发展和支持过程是非正式的,并且经常缺乏资源,团队资源不足。CHW 之间以及 CHW 和 OTL 之间的团队内部具有凝聚力和支持。然而,负责监督 WBOT 的初级保健诊所经理在设施工作量大的情况下,难以履行这一角色,并且 WBOT 与设施工作人员之间的关系往往仍然紧张。
本研究发现 WBOT 监督系统的设计和实施都存在弱点。政策中缺乏明确、连贯和整体的指导,以及未能解决当地监督的制约因素,削弱了南非 WBOT 战略的绩效和可持续性。