Department of Cognitive Biology, University of Vienna, Vienna, Austria.
Ann N Y Acad Sci. 2019 Oct;1453(1):29-46. doi: 10.1111/nyas.14215. Epub 2019 Aug 14.
I explore the neural and evolutionary origins of phonological hierarchy, building on Peter MacNeilage's frame/content model, which suggests that human speech evolved from primate nonvocal jaw oscillations, for example, lip smack displays, combined with phonation. Considerable recent data, reviewed here, support this proposition. I argue that the evolution of speech motor control required two independent components. The first, identified by MacNeilage, is the diversification of phonetic "content" within a simple sequential "frame," and would be within reach of nonhuman primates, by simply intermittently activating phonation during lip smack displays. Such voicing control requires laryngeal control, hypothesized to necessitate direct corticomotor connections to the nucleus ambiguus. The second component, proposed here, involves imposing additional hierarchical rhythmic structure upon the "flat" control sequences typifying mammalian vocal tract oscillations and is required for the flexible combinatorial capacity observed in modern phonology. I hypothesize that phonological hierarchy resulted from a marriage of a preexisting capacity for sequential structure seen in other primates, with novel hierarchical motor control circuitry (potentially evolved in tool use and/or musical contexts). In turn, this phonological hierarchy paved the way for phrasal syntactic hierarchy. I support these arguments using comparative and neural data from nonhuman primates and birdsong.
我探讨了语音层级结构的神经和进化起源,以 Peter MacNeilage 的框架/内容模型为基础,该模型表明人类语言是从灵长类动物的非发声性颌骨振动演变而来的,例如唇音展示,与发声相结合。这里回顾的大量最新数据支持了这一主张。我认为,言语运动控制的进化需要两个独立的组件。第一个组件,由 MacNeilage 确定,是在简单的顺序“框架”内对语音“内容”进行多样化,通过在唇音展示期间间歇性地激活发声,非人类灵长类动物就可以做到这一点。这种发声控制需要喉控制,假设这需要直接的皮质运动连接到疑核。第二个组件,这里提出的,涉及到在典型哺乳动物声道振动的“扁平”控制序列上施加额外的层次结构节奏结构,并且对于在现代语音学中观察到的灵活组合能力是必需的。我假设语音层级结构是由于其他灵长类动物中已经存在的顺序结构能力与新的层次化运动控制电路(可能在工具使用和/或音乐环境中进化而来)的结合而产生的。反过来,这种语音层级结构为短语句法层级结构铺平了道路。我使用来自非人类灵长类动物和鸟鸣的比较和神经数据来支持这些论点。