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受审能力的判定(答辩适宜性):香港的一项探索性研究。

Determination of Competency to Stand Trial (Fitness to Plead): An Exploratory Study in Hong Kong.

作者信息

Adjorlolo Samuel, Chan Heng Choon Oliver

机构信息

Department of Applied Social Sciences, City University of Hong Kong, Kowloon, Hong Kong, SAR.

出版信息

Psychiatr Psychol Law. 2016 Nov 30;24(2):205-222. doi: 10.1080/13218719.2016.1247417. eCollection 2017.

Abstract

Competency to stand trial (CST) is related to the defendant's capacity to engage in a satisfactory level of participation in the court process. While the extant studies focus mainly on assessment-related issues such as assessment methods, guidelines for competency evaluations, and quality of competency evaluations, another area of considerable interest is the indicators of CST as well as legal decision-making relating to CST. This study canvasses some proposed indicators of CST from the literature and examines whether these psycho-legal abilities are relevant to finding a defendant incompetent to stand trial. Secondly, the study investigates factors likely to influence legal decision-making in competency determination. Using a cross-sectional survey and a self-report methodology, 197 participants from a legal Juris Doctoral course responded to measures of CST, punitiveness, and legal authoritarianism, anti-authoritarianism and egalitarianism. The results show that the majority of the items canvassed from the literature are considered relevant in finding the defendant incompetent to stand trial. With respect to factors influencing competent decision-making, females are more likely to regard defendants as incompetent. Additionally, participants with strong punishment-oriented attitudes (i.e. legal authoritarianism and punitiveness) are significantly more likely to find the defendant competent to stand trial, as opposed to those high in non-punishment-oriented attitudes (i.e. anti-authoritarianism and egalitarianism). The study concludes that biased legal decision-making can occur regardless of the background of the decision-makers, in this case participants undergoing legal training. The findings are discussed and implications of the study are proposed.

摘要

受审能力(CST)与被告在法庭程序中进行令人满意程度参与的能力相关。虽然现有研究主要集中在评估相关问题上,如评估方法、能力评估指南以及能力评估质量,但另一个备受关注的领域是受审能力的指标以及与受审能力相关的法律决策。本研究探讨了文献中提出的一些受审能力指标,并检验这些心理法律能力是否与认定被告无受审能力相关。其次,该研究调查了可能影响能力判定中法律决策的因素。通过横断面调查和自我报告方法,来自法律博士课程的197名参与者对受审能力、惩罚性以及法律威权主义、反威权主义和平等主义的测量进行了回应。结果表明,文献中探讨的大多数项目在认定被告无受审能力方面被认为是相关的。关于影响能力决策的因素,女性更有可能认为被告无受审能力。此外,具有强烈惩罚导向态度(即法律威权主义和惩罚性)的参与者比那些非惩罚导向态度较高(即反威权主义和平等主义)的参与者更有可能认定被告有受审能力。该研究得出结论,无论决策者的背景如何,在这种情况下是接受法律培训的参与者,都可能出现有偏差的法律决策。对研究结果进行了讨论,并提出了该研究的启示。

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