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对各健康相关研究机构管理“财务”和“非财务”利益的政策规定进行比较:定性内容分析。

A comparison of policy provisions for managing "financial" and "non-financial" interests across health-related research organizations: A qualitative content analysis.

机构信息

Lawrence S. Bloomberg Faculty of Nursing, University of Toronto, Toronto, Canada.

Charles Perkins Centre, School of Pharmacy, Faculty of Medicine and Health, The University of Sydney, Sydney, Australia.

出版信息

Account Res. 2020 May;27(4):212-237. doi: 10.1080/08989621.2020.1748015. Epub 2020 Apr 9.

Abstract

It is largely taken-for-granted, and sometimes advocated that the same strategies to identify, assess, and manage financial conflicts of interest may also be applied to so-called non-financial conflicts of interest. We conducted a qualitative content analysis of 22 conflict of interest policies from prominent organizations engaged in health-related research to compare and critically analyze the range of policy approaches for managing financial and non-financial interests. We extracted and analyzed policy content using an instrument based on the normative framework for evaluating conflict of interest policy proposed by the Institute of Medicine. Policy authors implicitly applied the same principles and provisions to both financial and non-financial conflicts of interest or failed to specify how they might be treated separately. Provisions related to the identification of "perceived" conflicts of interest, consequences for non-disclosure, ineligibility for participation, and management strategies thus, tended to under-regulate financial and over-regulate non-financial conflicts of interest. Consequently, these approaches may particularly violate principles of proportionality and fairness and risk interference from industry, sometimes intentionally so. Policymakers should strengthen approaches to identification and prevention of financial conflicts of interest and explore alternative approaches to enhancing individuals' accountability for their positions and perspectives.

摘要

人们普遍认为,识别、评估和管理财务利益冲突的策略也可以应用于所谓的非财务利益冲突。我们对从事与健康相关研究的知名组织的 22 项利益冲突政策进行了定性内容分析,以比较和批判性分析管理财务和非财务利益的政策方法范围。我们使用基于医学研究所提出的评估利益冲突政策的规范框架的工具提取和分析政策内容。政策制定者在财务和非财务利益冲突中隐含地应用相同的原则和规定,或者未能具体说明如何分别对待它们。因此,与“感知”利益冲突的识别、不披露的后果、无资格参与以及管理策略有关的规定往往对财务利益冲突的监管不足,而非财务利益冲突的监管过度。因此,这些方法可能特别违反相称性和公平性原则,并有可能受到行业的干扰,有时甚至是有意的。政策制定者应加强对财务利益冲突的识别和预防,并探索增强个人对其职位和观点负责的替代方法。

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