Walch-Patterson Amelia
Human Research Protection Program, Ochsner Clinic Foundation, New Orleans, LA.
Ochsner J. 2020 Spring;20(1):87-94. doi: 10.31486/toj.19.0095.
The revised Common Rule sought to modernize an outdated regulatory framework, provide clarity to the research community about the application of regulations, and reduce regulatory burden. From the advance notice of proposed rulemaking in 2011 to the implementation of the Final Rule, a significant amount of commentary and opinion was generated about the rules that govern most federally funded human subjects research. This article provides insight into the changes to the regulatory framework for low-risk research, clarifies when exemptions can be applied, and explains the use of limited institutional review board (IRB) review. In attempting to fulfill the objectives of reducing regulatory burden, freeing IRB administrative resources, and protecting human subjects, the new regulations acknowledge low-risk research and privacy concerns, as well as the increased use of biospecimens. In the Final Rule, the Office for Human Research Protections updated the definition of human subject and expanded the exemption framework. The definition of human subject in the Final Rule includes biospecimens, and the new exemption framework includes expanded definitions, modifications to existing exemption categories, the creation of new categories, and the creation of a new concept called limited IRB review. The expanded exemption framework was designed to help alleviate the regulatory burdens of low-risk research. Whether the revised regulations will meet the needs of the research community and human subject participants is unknown. While the revised Common Rule includes some welcome modifications and additions, the changes have also introduced new concepts that are not fully elucidated and have therefore introduced new ambiguities.
修订后的《通用规则》旨在使过时的监管框架现代化,让研究界清楚了解法规的适用情况,并减轻监管负担。从2011年的拟议规则制定预先通知到最终规则的实施,围绕管理大多数联邦资助的人体研究的规则产生了大量评论和意见。本文深入探讨了低风险研究监管框架的变化,阐明了何时可适用豁免,并解释了有限机构审查委员会(IRB)审查的使用情况。为了实现减轻监管负担、释放IRB行政资源以及保护人体研究对象的目标,新法规承认了低风险研究和隐私问题,以及生物样本使用的增加。在最终规则中,人类研究保护办公室更新了人体研究对象的定义,并扩大了豁免框架。最终规则中人体研究对象的定义包括生物样本,新的豁免框架包括扩大定义、对现有豁免类别进行修改、创建新类别以及引入一个名为有限IRB审查的新概念。扩大后的豁免框架旨在帮助减轻低风险研究的监管负担。修订后的法规是否能满足研究界和人体研究对象参与者的需求尚不清楚。虽然修订后的《通用规则》包含了一些值得欢迎的修改和补充,但这些变化也引入了一些尚未完全阐明的新概念,因此带来了新的模糊性。