Riordan Fiona, Racine Emmy, Phillip Eunice T, Bradley Colin, Lorencatto Fabiana, Murphy Mark, Murphy Aileen, Browne John, Smith Susan M, Kearney Patricia M, McHugh Sheena M
School of Public Health, University College Cork, Western Gateway Building, Western Rd, Cork, Ireland.
Department of General Practice, University College Cork, Cork, Ireland.
Implement Sci. 2020 May 19;15(1):34. doi: 10.1186/s13012-020-00982-4.
'Implementation interventions' refer to methods used to enhance the adoption and implementation of clinical interventions such as diabetic retinopathy screening (DRS). DRS is effective, yet uptake is often suboptimal. Despite most routine management taking place in primary care and the central role of health care professionals (HCP) in referring to DRS, few interventions have been developed for primary care. We aimed to develop a multifaceted intervention targeting both professionals and patients to improve DRS uptake as an example of a systematic development process combining theory, stakeholder involvement, and evidence.
First, we identified target behaviours through an audit in primary care of screening attendance. Second, we interviewed patients (n = 47) and HCP (n = 30), to identify determinants of uptake using the Theoretical Domains Framework, mapping these to behaviour change techniques (BCTs) to develop intervention content. Thirdly, we conducted semi-structured consensus groups with stakeholders, specifically users of the intervention, i.e. patients (n = 15) and HCPs (n = 16), regarding the feasibility, acceptability, and local relevance of selected BCTs and potential delivery modes. We consulted representatives from the national DRS programme to check intervention 'fit' with existing processes. We applied the APEASE criteria (affordability, practicability, effectiveness, acceptability, side effects, and equity) to select the final intervention components, drawing on findings from the previous steps, and a rapid evidence review of operationalised BCT effectiveness.
We identified potentially modifiable target behaviours at the patient (consent, attendance) and professional (registration) level. Patient barriers to consent/attendance included confusion between screening and routine eye checks, and fear of a negative result. Enablers included a recommendation from friends/family or professionals and recognising screening importance. Professional barriers to registration included the time to register patients and a lack of readily available information on uptake in their local area/practice. Most operationalised BCTs were acceptable to patients and HCPs while the response to feasibility varied. After considering APEASE, the core intervention, incorporating a range of BCTs, involved audit/feedback, electronic prompts targeting professionals, HCP-endorsed reminders (face-to-face, by phone and letter), and an information leaflet for patients.
Using the example of an intervention to improve DRS uptake, this study illustrates an approach to integrate theory with user involvement. This process highlighted tensions between theory-informed and stakeholder suggestions, and the need to apply the Theoretical Domains Framework (TDF)/BCT structure flexibly. The final intervention draws on the trusted professional-patient relationship, leveraging existing services to enhance implementation of the DRS programme. Intervention feasibility in primary care will be evaluated in a randomised cluster pilot trial.
“实施干预措施”指的是用于促进临床干预措施(如糖尿病视网膜病变筛查,DRS)的采用和实施的方法。DRS是有效的,但接受率往往不理想。尽管大多数常规管理在初级保健机构进行,且医护人员在转诊进行DRS筛查中发挥核心作用,但针对初级保健机构开发的干预措施却很少。我们旨在开发一种针对专业人员和患者的多方面干预措施,以提高DRS的接受率,作为一个将理论、利益相关者参与和证据相结合的系统开发过程的范例。
首先,我们通过对初级保健机构筛查出勤情况的审核确定目标行为。其次,我们对患者(n = 47)和医护人员(n = 30)进行访谈,使用理论领域框架确定接受率的决定因素,并将其映射到行为改变技术(BCT)以制定干预内容。第三,我们与利益相关者,特别是干预措施的使用者,即患者(n = 15)和医护人员(n = 16),就选定BCT的可行性、可接受性和当地相关性以及潜在的实施方式进行了半结构化共识小组讨论。我们咨询了国家DRS项目的代表,以检查干预措施与现有流程的“契合度”。我们应用APEASE标准(可承受性、实用性、有效性、可接受性、副作用和平等性),借鉴前几步的结果以及对已实施BCT有效性的快速证据审查,来选择最终的干预组成部分。
我们在患者(同意、出勤)和专业人员(登记)层面确定了可能可改变的目标行为。患者同意/出勤的障碍包括筛查与常规眼部检查的混淆以及对负面结果的恐惧。促进因素包括朋友/家人或专业人员的建议以及认识到筛查的重要性。登记的专业障碍包括为患者登记的时间以及当地地区/机构缺乏关于接受率的现成信息。大多数已实施的BCT对患者和医护人员来说是可接受的,而对可行性的反应各不相同。在考虑APEASE标准后,核心干预措施包括一系列BCT,涉及审核/反馈、针对专业人员的电子提示、医护人员认可的提醒(面对面、电话和信件)以及给患者的信息传单。
以一项提高DRS接受率的干预措施为例,本研究阐述了一种将理论与用户参与相结合的方法。这个过程凸显了基于理论的建议与利益相关者建议之间的矛盾,以及灵活应用理论领域框架(TDF)/BCT结构的必要性。最终的干预措施利用了值得信赖的专业人员 - 患者关系,借助现有服务来加强DRS项目的实施。初级保健机构中干预措施的可行性将在一项随机整群试点试验中进行评估。