Kalichman Michael
Research Ethics Program, UC San Diego, 9500 Gilman Drive, La Jolla, CA, 92093-0612, USA.
Res Integr Peer Rev. 2020 Dec 11;5(1):17. doi: 10.1186/s41073-020-00103-1.
Research on research integrity has tended to focus on frequency of research misconduct and factors that might induce someone to commit research misconduct. A definitive answer to the first question has been elusive, but it remains clear that any research misconduct is too much. Answers to the second question are so diverse, it might be productive to ask a different question: What about how research is done allows research misconduct to occur?
With that question in mind, research integrity officers (RIOs) of the 62 members of the American Association of Universities were invited to complete a brief survey about their most recent instance of a finding of research misconduct. Respondents were asked whether one or more good practices of research (e.g., openness and transparency, keeping good research records) were present in their case of research misconduct.
Twenty-four (24) of the respondents (39% response rate) indicated they had dealt with at least one finding of research misconduct and answered the survey questions. Over half of these RIOs reported that their case of research misconduct had occurred in an environment in which at least nine of the ten listed good practices of research were deficient.
These results are not evidence for a causal effect of poor practices, but it is arguable that committing research misconduct would be more difficult if not impossible in research environments adhering to good practices of research.
关于研究诚信的研究往往侧重于研究不当行为的频率以及可能诱使某人实施研究不当行为的因素。对于第一个问题,一直没有确切的答案,但有一点仍然很清楚,即任何研究不当行为都太多了。对于第二个问题的答案多种多样,或许提出一个不同的问题会更有成效:研究过程中的哪些方面使得研究不当行为得以发生?
考虑到这个问题,美国大学协会62个成员机构的研究诚信官员被邀请完成一项关于他们最近一次研究不当行为调查结果的简短调查。受访者被问及在他们的研究不当行为案例中是否存在一项或多项良好的研究实践(例如,开放性和透明度、保存良好的研究记录)。
24名(回复率39%)受访者表示他们至少处理过一项研究不当行为调查结果并回答了调查问题。超过半数的这些研究诚信官员报告称,他们的研究不当行为案例发生在一种环境中,在这种环境里,所列出的十项良好研究实践中至少有九项存在不足。
这些结果并非表明不良实践存在因果效应的证据,但可以说,在坚持良好研究实践的研究环境中,实施研究不当行为即便不是不可能,也会更加困难。