Department of Preventive and Social Medicine, Dunedin School of Medicine, University of Otago, Dunedin, New Zealand.
Methods Support Unit, Editorial Methods Department, London, UK.
Cochrane Database Syst Rev. 2020 Aug 18;8(8):CD013699. doi: 10.1002/14651858.CD013699.
Reducing the transmission of severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) is a global priority. Contact tracing identifies people who were recently in contact with an infected individual, in order to isolate them and reduce further transmission. Digital technology could be implemented to augment and accelerate manual contact tracing. Digital tools for contact tracing may be grouped into three areas: 1) outbreak response; 2) proximity tracing; and 3) symptom tracking. We conducted a rapid review on the effectiveness of digital solutions to contact tracing during infectious disease outbreaks.
To assess the benefits, harms, and acceptability of personal digital contact tracing solutions for identifying contacts of an identified positive case of an infectious disease.
An information specialist searched the literature from 1 January 2000 to 5 May 2020 in CENTRAL, MEDLINE, and Embase. Additionally, we screened the Cochrane COVID-19 Study Register.
We included randomised controlled trials (RCTs), cluster-RCTs, quasi-RCTs, cohort studies, cross-sectional studies and modelling studies, in general populations. We preferentially included studies of contact tracing during infectious disease outbreaks (including COVID-19, Ebola, tuberculosis, severe acute respiratory syndrome virus, and Middle East respiratory syndrome) as direct evidence, but considered comparative studies of contact tracing outside an outbreak as indirect evidence. The digital solutions varied but typically included software (or firmware) for users to install on their devices or to be uploaded to devices provided by governments or third parties. Control measures included traditional or manual contact tracing, self-reported diaries and surveys, interviews, other standard methods for determining close contacts, and other technologies compared to digital solutions (e.g. electronic medical records).
Two review authors independently screened records and all potentially relevant full-text publications. One review author extracted data for 50% of the included studies, another extracted data for the remaining 50%; the second review author checked all the extracted data. One review author assessed quality of included studies and a second checked the assessments. Our outcomes were identification of secondary cases and close contacts, time to complete contact tracing, acceptability and accessibility issues, privacy and safety concerns, and any other ethical issue identified. Though modelling studies will predict estimates of the effects of different contact tracing solutions on outcomes of interest, cohort studies provide empirically measured estimates of the effects of different contact tracing solutions on outcomes of interest. We used GRADE-CERQual to describe certainty of evidence from qualitative data and GRADE for modelling and cohort studies.
We identified six cohort studies reporting quantitative data and six modelling studies reporting simulations of digital solutions for contact tracing. Two cohort studies also provided qualitative data. Three cohort studies looked at contact tracing during an outbreak, whilst three emulated an outbreak in non-outbreak settings (schools). Of the six modelling studies, four evaluated digital solutions for contact tracing in simulated COVID-19 scenarios, while two simulated close contacts in non-specific outbreak settings. Modelling studies Two modelling studies provided low-certainty evidence of a reduction in secondary cases using digital contact tracing (measured as average number of secondary cases per index case - effective reproductive number (R )). One study estimated an 18% reduction in R with digital contact tracing compared to self-isolation alone, and a 35% reduction with manual contact-tracing. Another found a reduction in R for digital contact tracing compared to self-isolation alone (26% reduction) and a reduction in R for manual contact tracing compared to self-isolation alone (53% reduction). However, the certainty of evidence was reduced by unclear specifications of their models, and assumptions about the effectiveness of manual contact tracing (assumed 95% to 100% of contacts traced), and the proportion of the population who would have the app (53%). Cohort studies Two cohort studies provided very low-certainty evidence of a benefit of digital over manual contact tracing. During an Ebola outbreak, contact tracers using an app found twice as many close contacts per case on average than those using paper forms. Similarly, after a pertussis outbreak in a US hospital, researchers found that radio-frequency identification identified 45 close contacts but searches of electronic medical records found 13. The certainty of evidence was reduced by concerns about imprecision, and serious risk of bias due to the inability of contact tracing study designs to identify the true number of close contacts. One cohort study provided very low-certainty evidence that an app could reduce the time to complete a set of close contacts. The certainty of evidence for this outcome was affected by imprecision and serious risk of bias. Contact tracing teams reported that digital data entry and management systems were faster to use than paper systems and possibly less prone to data loss. Two studies from lower- or middle-income countries, reported that contact tracing teams found digital systems simpler to use and generally preferred them over paper systems; they saved personnel time, reportedly improved accuracy with large data sets, and were easier to transport compared with paper forms. However, personnel faced increased costs and internet access problems with digital compared to paper systems. Devices in the cohort studies appeared to have privacy from contacts regarding the exposed or diagnosed users. However, there were risks of privacy breaches from snoopers if linkage attacks occurred, particularly for wearable devices.
AUTHORS' CONCLUSIONS: The effectiveness of digital solutions is largely unproven as there are very few published data in real-world outbreak settings. Modelling studies provide low-certainty evidence of a reduction in secondary cases if digital contact tracing is used together with other public health measures such as self-isolation. Cohort studies provide very low-certainty evidence that digital contact tracing may produce more reliable counts of contacts and reduce time to complete contact tracing. Digital solutions may have equity implications for at-risk populations with poor internet access and poor access to digital technology. Stronger primary research on the effectiveness of contact tracing technologies is needed, including research into use of digital solutions in conjunction with manual systems, as digital solutions are unlikely to be used alone in real-world settings. Future studies should consider access to and acceptability of digital solutions, and the resultant impact on equity. Studies should also make acceptability and uptake a primary research question, as privacy concerns can prevent uptake and effectiveness of these technologies.
降低严重急性呼吸系统综合症冠状病毒 2 型(SARS-CoV-2)的传播是全球重点。接触者追踪确定了最近与感染者接触的人,以便对他们进行隔离,从而减少进一步的传播。数字技术可用于增强和加速手动接触者追踪。接触者追踪的数字工具可分为三个领域:1)疫情应对;2)近距离追踪;3)症状跟踪。我们对传染病爆发期间数字解决方案在接触者追踪中的有效性进行了快速评估。
评估个人数字接触追踪解决方案对识别传染病确诊阳性病例接触者的益处、危害和可接受性。
一名信息专家于 2000 年 1 月 1 日至 2020 年 5 月 5 日期间在 CENTRAL、MEDLINE 和 Embase 中检索文献。此外,我们还筛选了 Cochrane COVID-19 研究注册库。
我们纳入了随机对照试验(RCTs)、集群 RCTs、准 RCTs、队列研究、横断面研究和建模研究,这些研究对象均为一般人群。我们更倾向于纳入传染病爆发期间的接触追踪研究(包括 COVID-19、埃博拉、结核病、严重急性呼吸系统综合征病毒和中东呼吸系统综合征),因为这些研究提供了直接证据,但也考虑了在爆发之外进行的接触追踪的比较研究作为间接证据。数字解决方案各不相同,但通常包括用户在其设备上安装的软件(或固件),或由政府或第三方提供的设备上上传的软件。控制措施包括传统或手动接触追踪、自我报告的日记和调查、访谈、确定密切接触者的其他标准方法以及与数字解决方案相比的其他技术(例如电子病历)。
两名综述作者独立筛选记录和所有潜在相关的全文出版物。一名综述作者对 50%的纳入研究进行了数据提取,另一名综述作者对其余 50%的研究进行了数据提取;第二名综述作者检查了所有提取的数据。一名综述作者评估了纳入研究的质量,第二名综述作者检查了评估结果。我们的研究结果是确定二级病例和密切接触者、完成接触追踪的时间、可接受性和可及性问题、隐私和安全问题以及识别的任何其他伦理问题。虽然建模研究将预测不同接触追踪解决方案对感兴趣结局的效果估计,但队列研究提供了实证测量的不同接触追踪解决方案对感兴趣结局的效果估计。我们使用 GRADE-CERQual 来描述定性数据的证据确定性,以及 GRADE 用于建模和队列研究。
我们确定了 6 项报告定量数据的队列研究和 6 项报告数字解决方案模拟的建模研究。两项队列研究还提供了定性数据。三项队列研究着眼于传染病爆发期间的接触者追踪,而三项则模拟了非爆发环境(学校)中的爆发。在 6 项建模研究中,有 4 项评估了模拟 COVID-19 情景下的数字接触追踪解决方案,而有 2 项模拟了非特定爆发情景下的密切接触者。建模研究 两项建模研究提供了使用数字接触追踪降低二级病例的低确定性证据(通过测量平均每个索引病例的次级病例数 - 有效繁殖数(R))。一项研究估计,与单独自我隔离相比,数字接触追踪将 R 降低了 18%,与手动接触追踪相比,R 降低了 35%。另一项研究发现,与单独自我隔离相比,数字接触追踪降低了 R(减少 26%),与单独自我隔离相比,手动接触追踪降低了 R(减少 53%)。然而,证据的确定性因模型规格不明确、以及对手动接触追踪的有效性(假设 95%至 100%的接触者被追踪)和愿意使用该应用程序的人群比例(53%)的假设而降低。队列研究 两项队列研究提供了数字优于手动接触追踪的有益证据。在埃博拉疫情期间,使用应用程序的接触追踪者平均比使用纸质表格的接触追踪者发现了两倍多的密切接触者。同样,在美国一家医院的百日咳疫情后,研究人员发现,射频识别发现了 45 名密切接触者,但电子病历搜索只发现了 13 名。证据的确定性因不精确和严重的偏倚风险而降低,接触追踪研究设计无法确定密切接触者的真实数量。一项队列研究提供了非常低确定性的证据,表明应用程序可以减少完成一组密切接触者的时间。该结果的证据确定性受到不精确性和严重偏倚风险的影响。接触追踪团队报告称,数字数据录入和管理系统比纸质系统更快,并且可能不太容易出现数据丢失。来自中低收入国家的两项研究报告称,接触追踪团队发现数字系统更易于使用,并且通常比纸质系统更受青睐;他们节省了人员时间,据称随着数据集的增大,准确性得到了提高,并且与纸质表格相比,更容易运输。然而,与纸质系统相比,数字系统增加了人员成本和互联网接入问题。队列研究中的设备似乎对接触者具有针对暴露或诊断用户的隐私保护。然而,如果发生链接攻击,特别是对于可穿戴设备,存在隐私泄露的风险。
数字解决方案的有效性在很大程度上未经证实,因为在现实世界的爆发环境中很少有已发表的数据。建模研究提供了低确定性的证据,如果数字接触追踪与自我隔离等其他公共卫生措施一起使用,可能会减少二级病例。队列研究提供了非常低确定性的证据,表明数字接触追踪可能会产生更可靠的接触者计数,并减少完成接触追踪的时间。数字解决方案可能会对互联网接入和数字技术使用不足的高风险人群产生公平影响。需要对接触追踪技术的有效性进行更强大的初级研究,包括研究数字解决方案与手动系统结合使用的情况,因为在现实世界环境中,数字解决方案不太可能单独使用。未来的研究应考虑数字解决方案的可及性和可接受性,以及对公平的影响。研究还应将可接受性和接受度作为主要研究问题,因为隐私问题可能会阻止这些技术的使用和有效性。