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卫生机构良好治理的可行性:拟议框架及其在肯尼亚实证见解基础上的应用。

Feasibility of Good Governance at Health Facilities: A Proposed Framework and its Application Using Empirical Insights From Kenya.

机构信息

Department of Global Public Health, Public Health England, London, United Kingdom.

Leeds Institute of Health Sciences, University of Leeds, United Kingdom.

出版信息

Int J Health Policy Manag. 2022 Jul 1;11(7):1102-1111. doi: 10.34172/ijhpm.2021.01. Epub 2021 Jan 23.

Abstract

BACKGROUND

Governance is a social phenomenon which permeates throughout systemic, organisational and individual levels. Studies of health systems governance traditionally assessed performance of systems or organisations against principles of good governance. However, understanding key pre-conditions to embed good governance required for healthcare organisations is limited. We explore the feasibility of embedding good governance at healthcare facilities in Kenya.

METHODS

Our conceptualisation of organisational readiness for embedding good governance stems from a theory of institutional analysis and frameworks for understanding organisational readiness for change. Four inter-related constructs underpin to embed good governance: () individual motivations, determined by () mechanisms for encouraging adherence to good governance through () organisation's institutional arrangements, all within () a wider context. We propose a framework, validated through qualitative methods and collected through 39 semi-structured interviews with healthcare providers, county and national-level policy-makers in Kenya. Data was analysed using framework approach, guided by the four constructs of the theoretical framework. We explored each construct in relation to three key principles of good governance: accountability, participation and transparency of information.

RESULTS

Embedding good governance in healthcare organisations in Kenya is influenced by political and socio-cultural contexts. Individual motivations were a critical element of self-enforcement to embed principles of good governance by healthcare providers within their facilities. Healthcare providers possess strong moral incentives to self-enforce accountability to local populations, but their participation in decision-making was limited. Health facilities lacked effective mechanisms for enforcing good governance such as combating corruption, which led to a proliferation of informal institutional arrangements.

CONCLUSION

Organisational readiness for good governance is context-specific so future work should recognise different interpretations of acceptable degrees of transparency, accountability and participation. While good governance involves collective social action, organisational readiness relies on individual choices and decisions within the context of organisational rules and cultural and historical environments.

摘要

背景

治理是一种贯穿系统、组织和个人层面的社会现象。传统上,对卫生系统治理的研究是根据良好治理原则来评估系统或组织的绩效。然而,对于医疗保健组织中嵌入良好治理所需的关键前提条件的理解是有限的。我们探索在肯尼亚的医疗保健机构中嵌入良好治理的可行性。

方法

我们对组织为嵌入良好治理做好准备的概念化源于制度分析理论和理解组织变革准备的框架。嵌入良好治理的四个相互关联的构建:(1)个人动机,由(2)通过鼓励遵守良好治理的机制决定,通过(3)组织的制度安排,所有这些都在(4)更广泛的背景下。我们提出了一个框架,通过在肯尼亚进行的 39 次与医疗保健提供者、县和国家政策制定者的半结构化访谈的定性方法进行验证。数据使用框架方法进行分析,该方法由理论框架的四个构建指导。我们探讨了每个构建与良好治理的三个关键原则的关系:问责制、参与和信息透明度。

结果

在肯尼亚的医疗保健组织中嵌入良好治理受到政治和社会文化背景的影响。个人动机是医疗保健提供者在其设施内嵌入良好治理原则的自我强化的关键因素。医疗保健提供者有强烈的道德激励来对当地民众负责,但他们参与决策的程度有限。医疗机构缺乏有效的机制来执行良好的治理,例如打击腐败,这导致了非正式制度安排的泛滥。

结论

良好治理的组织准备是具体情况具体分析的,因此未来的工作应该认识到可接受的透明度、问责制和参与程度的不同解释。虽然良好治理涉及集体社会行动,但组织准备依赖于组织规则、文化和历史环境背景下的个人选择和决策。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9a8d/9808192/89330592975f/ijhpm-11-1102-g001.jpg

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