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多臂指数试验中假设检验的最优和伦理设计。

Optimal and ethical designs for hypothesis testing in multi-arm exponential trials.

机构信息

Department of Statistical Sciences, University of Bologna, Bologna, Italy.

出版信息

Stat Med. 2021 May 20;40(11):2578-2603. doi: 10.1002/sim.8919. Epub 2021 Mar 9.

Abstract

Multi-arm clinical trials are complex experiments which involve several objectives. The demand for unequal allocations in a multi-treatment context is growing and adaptive designs are being increasingly used in several areas of medical research. For uncensored and censored exponential responses, we propose a constrained optimization approach in order to derive the design maximizing the power of the multivariate test of homogeneity, under a suitable ethical constraint. In the absence of censoring, we obtain a very simple closed-form solution that dominates the balanced design in terms of power and ethics. Our suggestion can also accommodate delayed responses and staggered entries, and can be implemented via response adaptive rules. While other targets proposed in the literature could present an unethical behavior, the suggested optimal allocation is frequently unbalanced by assigning more patients to the best treatment, both in the absence and presence of censoring. We evaluate the operating characteristics of our proposal theoretically and by simulations, also redesigning a real lung cancer trial, showing that the constrained optimal target guarantees very good performances in terms of ethical demands, power and estimation precision. Therefore, it is a valid and useful tool in designing clinical trials, especially oncological trials and clinical experiments for grave and novel infectious diseases, where the ethical concern is of primary importance.

摘要

多臂临床试验是一种复杂的实验,涉及多个目标。在多处理情况下,对不等分配的需求不断增加,适应性设计在医学研究的多个领域得到了越来越多的应用。对于未删失和删失指数响应,我们提出了一种约束优化方法,以便在适当的伦理约束下,推导出最大化多变量同质性检验功效的设计。在没有删失的情况下,我们得到了一个非常简单的闭式解,在功效和伦理方面都优于平衡设计。我们的建议还可以容纳延迟响应和交错进入,并可以通过响应自适应规则来实现。虽然文献中提出的其他目标可能会表现出不道德的行为,但所建议的最优分配在没有和存在删失的情况下,通常会通过将更多的患者分配给最佳治疗而出现不平衡。我们从理论和模拟两方面评估了我们建议的操作特性,还重新设计了一项真实的肺癌试验,结果表明,受约束的最优目标在伦理要求、功效和估计精度方面都能保证很好的性能。因此,它是设计临床试验的一种有效且有用的工具,特别是在道德考虑至关重要的肿瘤学试验和严重新型传染病的临床试验中。

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