School of Urban and Regional Science, Shanghai University of Finance and Economics, Shanghai, 200433, China.
School of Business, East China University of Science and Technology, Shanghai, 200237, China.
J Environ Manage. 2021 Jun 15;288:112436. doi: 10.1016/j.jenvman.2021.112436. Epub 2021 Apr 7.
Using a panel data set of 248 Chinese cities at the prefecture level and above from 2004 to 2013, this study employs the data envelopment analysis (DEA) method based on a non-angular and non-radial directional distance function (DDF) combined with the overall technology, to measure the haze-governance performance. Furthermore, we construct a composite index based on the nighttime light (NTL) data to reflect the urbanization level, and use a spatial Durbin model (SDM) to investigate the effect and its mechanism of urbanization on the haze-governance performance. The results show a significant U-shaped curve relationship between urbanization and haze-governance performance for the samples of both the whole country and sub-regions. When urbanization exceeds a certain critical level, urbanization is conducive to the improvement of haze-governance performance. The proportion of cities exceeding the critical level in eastern China is higher than in central and western China. The mechanism analysis reveals that urbanization exerts a U-shaped influence on haze-governance performance via the effects of industrial structure, technological innovation, and human capital accumulation. In addition, as for the whole country, urbanization in neighboring regions also has a U-shaped spatial spillover effect on local haze-governance performance; however, the corresponding critical value is relatively small. In eastern China and in central and western China, urbanization in neighboring regions exhibits one-way positive and negative effects on local haze-governance performance, respectively.
本文利用 2004 年至 2013 年中国 248 个地级及以上城市的面板数据,采用非角度和非径向方向距离函数(DDF)的数据包络分析(DEA)方法,并结合整体技术,测度了雾霾治理绩效。此外,我们构建了一个基于夜间灯光(NTL)数据的综合指数来反映城市化水平,并利用空间杜宾模型(SDM)考察了城市化对雾霾治理绩效的影响及其作用机制。结果表明,全国和分区域样本均存在城市化与雾霾治理绩效之间显著的 U 型关系。当城市化水平超过一定的临界水平时,城市化有利于改善雾霾治理绩效。东部地区超过临界水平的城市比例高于中、西部地区。机制分析表明,城市化通过产业结构、技术创新和人力资本积累的影响对雾霾治理绩效产生 U 型影响。此外,对于全国而言,邻近地区的城市化对当地雾霾治理绩效具有 U 型的空间溢出效应,但相应的临界值较小。在东部和中、西部地区,邻近地区的城市化对当地雾霾治理绩效分别表现出单向的积极和消极影响。