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具有正交频分复用非正交多址接入的多用户机会波束成形系统的联合资源分配

Joint Resource Allocation for Multiuser Opportunistic Beamforming Systems with OFDM-NOMA.

作者信息

Sun Wen-Bin, Tao Ming-Liang, Wang Ling, Yang Xin, Zhou Rui-Zhe, Yang Zi-Xiong

机构信息

School of Electronics and Information, Northwestern Polytechnical University, Xi'an 710072, China.

出版信息

Entropy (Basel). 2021 Jun 25;23(7):809. doi: 10.3390/e23070809.

Abstract

Opportunistic beamforming (OBF) is an effective technique to improve the spectrum efficiencies (SEs) of multiple-input-multiple-output (MIMO) systems, which can obtain multiuser diversity gains with both low computation complexity and feedback information. To serve multiple users simultaneously, many multiple-access schemes have been researched in OBF. However, for most of the multiple-access schemes, the SEs are not satisfactory. To further improve the SE, this paper proposes a downlink multiuser OBF system, where both orthogonal frequency division multiplexing (OFDM) and non-orthogonal multiple-access (NOMA) methods are applied. The closed-form expressions of the equivalent channels and SE are derived in frequency selective fading channels. Then, an optimization problem is formulated to maximize the SE, although the optimization problem is non-convex and hard to solve. To obtain the solution, we divide the optimization problem into two suboptimal issues, and then a joint iterative algorithm is applied. In the proposed optimization scheme, the subcarrier mapping ϑ, user pairing knc and allocated power Pknc are determined to maximize spectrum efficiency (SE) and reduce bit error ratio (BER). According to numerical results, the proposed method achieves approximately 5 dB gain on both SE and BER, compared to the existing beamforming methods with low feedback information. Moreover, the SE of the proposed method is approximately 2 (bps/Hz) higher than sparse code multiple-access (SCMA), when the number of waiting users and the ratio of transmit power to noise variance are respectively 10 and 20 dB. It is indicated that the proposed scheme can achieve high and low BER with the limited feedback and computation complexity, regardless of the transmit power and the number of waiting users.

摘要

机会波束成形(OBF)是一种提高多输入多输出(MIMO)系统频谱效率(SE)的有效技术,它能够以低计算复杂度和反馈信息获得多用户分集增益。为了同时服务多个用户,在机会波束成形中已经研究了许多多址接入方案。然而,对于大多数多址接入方案来说,频谱效率并不令人满意。为了进一步提高频谱效率,本文提出了一种下行多用户机会波束成形系统,其中应用了正交频分复用(OFDM)和非正交多址接入(NOMA)方法。推导了频率选择性衰落信道中等效信道和频谱效率的闭式表达式。然后,提出了一个优化问题以最大化频谱效率,尽管该优化问题是非凸的且难以求解。为了获得解决方案,我们将优化问题分为两个次优问题,然后应用联合迭代算法。在所提出的优化方案中,确定子载波映射ϑ、用户配对knc和分配功率Pknc以最大化频谱效率(SE)并降低误码率(BER)。根据数值结果,与具有低反馈信息的现有波束成形方法相比,所提出的方法在频谱效率和误码率方面都实现了大约5 dB的增益。此外,当等待用户数量以及发射功率与噪声方差之比分别为10和20 dB时,所提出方法的频谱效率比稀疏码多址接入(SCMA)大约高2(bps/Hz)。结果表明,所提出的方案能够在有限的反馈和计算复杂度下实现高和低的误码率,而与发射功率和等待用户数量无关。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/cba3/8305844/27c122b7111f/entropy-23-00809-g001.jpg

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