SAMRC/WITS Centre for Health Economics and Decision Science, PRICELESS SA, School of Public Health, Faculty of Health Sciences, University of the Witwatersrand, Johannesburg, South Africa.
Health Syst Reform. 2021 Jan 1;7(1):e1969721. doi: 10.1080/23288604.2021.1969721.
This paper describes a case study of the adoption and implementation of the sugar-sweetened beverage tax in South Africa, termed the Health Promotion Levy. Qualitative data extraction and analysis of institutional documents, such as policy proposals and parliamentary debate records, stakeholder submissions to Parliament and media reports, were guided by the Kingdon Multiple Streams Theory as adapted to study agenda setting, policy adoption, and implementation. We present the following key findings: First, consistent messaging from policy entrepreneurs, consisting of advocacy groups, health organizations, and research entities, was key to ensuring that a tax policy solution was proposed and passed. Second, the continuity of certain key policymakers contributed to the relatively expedient passage of the tax policy. Third, the use of an excise tax was, amongst others, an appealing policy solution because of its revenue-raising potential; however, uncertainty regarding the purpose of the tax negatively impacted public attitudes toward it. Fourth, industry arguments, relating to unemployment, were effective in restructuring the tax in favor of industry actors. Finally, regulatory action by sectors outside of finance and health impacted stakeholder perceptions of the tax and possibly obstructed regular annual adjustments for inflation.
本文描述了南非采用和实施含糖饮料税(称为健康促进税)的案例研究。定性数据提取和分析了机构文件,如政策提案和议会辩论记录、利益相关者向议会提交的材料和媒体报道,这些工作是根据金登的多源流理论进行的,该理论适用于研究议程设置、政策采纳和实施。我们提出了以下主要发现:首先,政策企业家(包括倡导团体、卫生组织和研究实体)的一致信息传递对于提出和通过税收政策解决方案至关重要。其次,某些关键政策制定者的连续性有助于相对迅速地通过税收政策。第三,消费税的使用是一种有吸引力的政策解决方案,因为它具有增加收入的潜力;然而,对税收目的的不确定性对公众对税收的态度产生了负面影响。第四,与失业有关的行业论点有效地重构了税收,使行业参与者受益。最后,金融和卫生部门以外的部门的监管行动影响了利益相关者对税收的看法,并可能阻碍了每年对通货膨胀的定期调整。