Department of Medicine and Office of Medical Education, University of California San Francisco, San Francisco, California, United States of America.
Department of Health, Human Function, and Rehabilitation Sciences, the George Washington University School of Medicine and Health Sciences, Washington, DC, United States of America.
PLoS One. 2021 Nov 29;16(11):e0260558. doi: 10.1371/journal.pone.0260558. eCollection 2021.
Recent calls to improve transparency in peer review have prompted examination of many aspects of the peer-review process. Peer-review systems often allow confidential comments to editors that could reduce transparency to authors, yet this option has escaped scrutiny. Our study explores 1) how reviewers use the confidential comments section and 2) alignment between comments to the editor and comments to authors with respect to content and tone.
Our dataset included 358 reviews of 168 manuscripts submitted between January 1, 2019 and August 24, 2020 to a health professions education journal with a single blind review process. We first identified reviews containing comments to the editor. Then, for the reviews with comments, we used procedures consistent with conventional and directed qualitative content analysis to develop a coding scheme and code comments for content, tone, and section of the manuscript. For reviews in which the reviewer recommended "reject," we coded for alignment between reviewers' comments to the editor and to authors. We report descriptive statistics.
49% of reviews contained comments to the editor (n = 176). Most of these comments summarized the reviewers' impression of the article (85%), which included explicit reference to their recommended decision (44%) and suitability for the journal (10%). The majority of comments addressed argument quality (56%) or research design/methods/data (51%). The tone of comments tended to be critical (40%) or constructive (34%). For the 86 reviews recommending "reject," the majority of comments to the editor contained content that also appeared in comments to the authors (80%); additional content tended to be irrelevant to the manuscript. Tone frequently aligned (91%).
Findings indicate variability in how reviewers use the confidential comments to editor section in online peer-review systems, though generally the way they use them suggests integrity and transparency to authors.
最近呼吁提高同行评审的透明度,促使人们对同行评审过程的许多方面进行了检查。同行评审系统通常允许审稿人向编辑提交机密评论,这可能会降低作者的透明度,但这一选项尚未受到审查。我们的研究探讨了:1)审稿人如何使用机密评论部分;2)编辑评论和作者评论在内容和语气方面的一致性。
我们的数据集包括 2019 年 1 月 1 日至 2020 年 8 月 24 日期间向一家专业医疗期刊提交的 168 篇手稿的 358 份评审,该期刊采用单盲评审流程。我们首先确定了包含编辑评论的评审。然后,对于有评论的评审,我们使用与传统和定向定性内容分析一致的程序,制定了一个编码方案,并根据内容、语气和手稿部分对评论进行编码。对于审稿人建议“拒绝”的评审,我们对审稿人对编辑和作者的评论进行了一致性编码。我们报告了描述性统计数据。
49%的评审(n=176)包含编辑评论。这些评论大多总结了审稿人对文章的印象(85%),其中包括对他们建议的决定(44%)和对期刊的适用性(10%)的明确提及。大多数评论涉及论点质量(56%)或研究设计/方法/数据(51%)。评论的语气倾向于批评(40%)或建设性(34%)。对于 86 份建议“拒绝”的评审,编辑评论中包含的内容大多也出现在给作者的评论中(80%);额外的内容往往与手稿无关。语气通常一致(91%)。
研究结果表明,审稿人在在线同行评审系统中使用编辑机密评论部分的方式存在差异,但总体而言,他们使用这些评论的方式表明了对作者的诚信和透明度。