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克服等效性:干旱和半干旱流域中SWAT径流与泥沙参数敏感性和可识别性的时变分析

Overcoming equifinality: time-varying analysis of sensitivity and identifiability of SWAT runoff and sediment parameters in an arid and semiarid watershed.

作者信息

Wu Lei, Liu Xia, Chen Junlai, Yu Yang, Ma Xiaoyi

机构信息

Key Laboratory of Agricultural Soil and Water Engineering in Arid and Semiarid Areas, Ministry of Education, Northwest A&F University, Yangling, Shaanxi, 712100, People's Republic of China.

Blackland Research and Extension Center, Texas A&M AgriLife Research, Texas A&M University, Temple, TX, 76502, USA.

出版信息

Environ Sci Pollut Res Int. 2022 May;29(21):31631-31645. doi: 10.1007/s11356-022-18573-9. Epub 2022 Jan 10.

Abstract

The phenomenon of "equifinality for different parameters" limits the link between parameters and catchment characteristics; however, solving the equifinality problem is a major challenge in the development, generalization, and application of a model. This study focused on the Yanhe River Watershed to investigate the time-varying characteristics of sensitivity and identifiability of SWAT (Soil and Water Assessment Tool) runoff and sediment parameters based on the Sobol' and generalized likelihood uncertainty estimation methods. The results indicate that (i) the nondominated sorting genetic algorithm-II has good adaptability and reliability in parameter calibration of the SWAT model in the Yanhe River Watershed. The evaluation indicators (Nash-Sutcliffe efficiency, R, and percent bias) of monthly runoff and sediment in the Ganguyi hydrological station were all satisfactory per the SWAT model during the calibration and validation periods. (ii) The interaction between runoff and sediment parameters is a crucial reason for parameter sensitivity, which has obvious time-varying characteristics and is largely dependent on precipitation in the Yanhe River Watershed. Temporal and spatial variability of precipitation should be considered in the detailed analysis of parameter identifiability, and watershed managers should not ignore changes in the runoff process when regulating sediment. (iii) Only a relatively small number of parameters can be identified in the runoff and sediment simulation process of the Yanhe River Watershed, such as CN2 (initial soil conservation service runoff curve number for moisture condition II), CH_K2 (effective hydraulic conductivity in main channel alluvium), ALPHA_BF (baseflow alpha factor), USLE_C (cover and management factor), USLE_P (support practice factor), and USLE_K (soil erodibility factor), due to high surface runoff, reduced lag time, reduced low flows, increased peak flows, and channel erosion, respectively. More importantly, there is a strong positive correlation between parameter identifiability and parameter sensitivity. Both are effective methods of parameter diagnosis, but the identifiability of parameters is not equivalent to its sensitivity. Our results strongly suggest that a detailed parameter sensitivity and identifiability analysis is a critical step in improving hydrological model performance to reduce the risk of "equifinality for different parameters" while articulating all relevant hydrological processes.

摘要

“不同参数的等效性”现象限制了参数与流域特征之间的联系;然而,解决等效性问题是模型开发、推广和应用中的一项重大挑战。本研究聚焦于延河流域,基于索博尔(Sobol')法和广义似然不确定性估计方法,研究土壤与水资源评估工具(SWAT)径流和泥沙参数的敏感性和可识别性的时变特征。结果表明:(i)非支配排序遗传算法-II在延河流域SWAT模型的参数校准中具有良好的适应性和可靠性。在校准和验证期内,根据SWAT模型,甘泉峪水文站月径流和泥沙的评价指标(纳什-萨特克利夫效率、R和偏差百分比)均令人满意。(ii)径流与泥沙参数之间的相互作用是参数敏感性的关键原因,其具有明显的时变特征,在很大程度上取决于延河流域的降水情况。在详细分析参数可识别性时应考虑降水的时空变异性,流域管理者在调控泥沙时不应忽视径流过程的变化。(iii)在延河流域的径流和泥沙模拟过程中,由于地表径流增加、滞后时间缩短、低流量减少、峰值流量增加以及河道侵蚀,分别只有相对较少的参数能够被识别,如CN2(湿润条件II下的初始土壤保持服务径流曲线数)、CH_K2(主河道冲积层的有效水力传导率)、ALPHA_BF(基流阿尔法因子)、USLE_C(植被覆盖与管理因子)、USLE_P(支持措施因子)和USLE_K(土壤可蚀性因子)。更重要的是,参数可识别性与参数敏感性之间存在很强的正相关关系。两者都是参数诊断的有效方法,但参数的可识别性并不等同于其敏感性。我们的结果有力地表明,详细的参数敏感性和可识别性分析是提高水文模型性能的关键步骤,以降低“不同参数的等效性”风险,同时阐明所有相关的水文过程。

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