ClinicalTrials.gov 中实用随机试验中的患者报告结局和目标效应量:一项横断面分析。
Patient-reported outcomes and target effect sizes in pragmatic randomized trials in ClinicalTrials.gov: A cross-sectional analysis.
机构信息
Clinical Epidemiology Program, Ottawa Hospital Research Institute, Ottawa, Ontario, Canada.
School of Epidemiology and Public Health, University of Ottawa, Ottawa, Ontario, Canada.
出版信息
PLoS Med. 2022 Feb 8;19(2):e1003896. doi: 10.1371/journal.pmed.1003896. eCollection 2022 Feb.
BACKGROUND
Use of patient-reported outcomes (PROs) and patient and public engagement are critical ingredients of pragmatic trials, which are intended to be patient centered. Engagement of patients and members of the public in selecting the primary trial outcome and determining the target difference can better ensure that the trial is designed to inform the decisions of those who ultimately stand to benefit. However, to the best of our knowledge, the use and reporting of PROs and patient and public engagement in pragmatic trials have not been described. The objectives of this study were to review a sample of pragmatic trials to describe (1) the prevalence of reporting patient and public engagement; (2) the prevalence and types of PROs used; (3) how its use varies across trial characteristics; and (4) how sample sizes and target differences are determined for trials with primary PROs.
METHODS AND FINDINGS
This was a methodological review of primary reports of pragmatic trials. We used a published electronic search filter in MEDLINE to identify pragmatic trials, published in English between January 1, 2014 and April 3, 2019; we identified the subset that were registered in ClinicalTrials.gov and explicitly labeled as pragmatic. Trial descriptors were downloaded from ClinicalTrials.gov; information about PROs and sample size calculations were extracted from the manuscript. Chi-squared, Cochran-Armitage, and Wilcoxon rank sum tests were used to examine associations between trial characteristics and use of PROs. Among 4,337 identified primary trial reports, 1,988 were registered in CT.gov, of which 415 were explicitly labeled as pragmatic. Use of patient and public engagement was identified in 39 (9.4%). PROs were measured in 235 (56.6%): 144 (34.7%) used PROs as primary outcomes and 91 (21.9%) as only secondary outcomes. Primary PROs were symptoms (64; 44%), health behaviors (36; 25.0%), quality of life (17; 11.8%), functional status (16; 11.1%), and patient experience (10; 6.9%). Trial characteristics with lower prevalence of use of PROs included being conducted exclusively in children or adults over age 65 years, cluster randomization, recruitment in low- and middle-income countries, and primary purpose of prevention; trials conducted in Europe had the highest prevalence of PROs. For the 144 trials with a primary PRO, 117 (81.3%) reported a sample size calculation for that outcome; of these, 71 (60.7%) justified the choice of target difference, most commonly, using estimates from pilot studies (31; 26.5%), standardized effect sizes (20; 17.1%), or evidence reviews (16; 13.7%); patient or stakeholder opinions were used to justify the target difference in 8 (6.8%). Limitations of this study are the need for trials to be registered in ClinicalTrials.gov, which may have reduced generalizability, and extracting information only from the primary trial report.
CONCLUSIONS
In this study, we observed that pragmatic trials rarely report patient and public engagement and do not commonly use PROs as primary outcomes. When provided, target differences are often not justified and rarely informed by patients and stakeholders. Research funders, scientific journals, and institutions should support trialists to incorporate patient engagement to fulfill the mandate of pragmatic trials to be patient centered.
背景
患者报告结局(PROs)和患者及公众参与是实用性临床试验的关键组成部分,实用性临床试验旨在以患者为中心。让患者和公众参与选择主要试验结局并确定目标差异,可以更好地确保试验设计能够为最终受益的人提供信息。然而,据我们所知,实用性临床试验中 PROs 和患者及公众参与的使用和报告尚未得到描述。本研究的目的是回顾一组实用性临床试验,以描述:(1)报告患者和公众参与的流行程度;(2)使用的 PROs 的流行程度和类型;(3)其使用如何因试验特征而异;(4)对于主要使用 PROs 的试验,如何确定样本量和目标差异。
方法和发现
这是对实用性临床试验主要报告的方法学回顾。我们使用已发表的电子搜索过滤器在 MEDLINE 中识别实用性临床试验,这些试验于 2014 年 1 月 1 日至 2019 年 4 月 3 日以英文发表;我们确定了在 ClinicalTrials.gov 注册并明确标记为实用性的试验子集。从 ClinicalTrials.gov 下载试验描述符;从手稿中提取有关 PROs 和样本量计算的信息。使用卡方检验、Cochran-Armitage 和 Wilcoxon 秩和检验来检验试验特征与 PROs 使用之间的关联。在 4337 篇确定的主要试验报告中,有 1988 篇在 CT.gov 注册,其中 415 篇明确标记为实用性。有 39 项(9.4%)研究报告了患者和公众的参与情况。235 项研究报告(56.6%)使用了 PROs:144 项(34.7%)将 PROs 作为主要结局,91 项(21.9%)作为次要结局。主要 PROs 是症状(64;44.0%)、健康行为(36;25.0%)、生活质量(17;11.8%)、功能状态(16;11.1%)和患者体验(10;6.9%)。使用 PROs 的比例较低的试验特征包括仅在儿童或 65 岁以上成年人中进行、采用集群随机化、在中低收入国家招募以及主要目的为预防;在欧洲进行的试验中 PROs 的使用最为普遍。在 144 项具有主要 PROs 的试验中,有 117 项(81.3%)报告了该结局的样本量计算;其中,有 71 项(60.7%)证明了目标差异的选择是合理的,最常见的是使用来自试点研究的估计值(31;26.5%)、标准化效应大小(20;17.1%)或证据综述(16;13.7%);有 8 项(6.8%)使用患者或利益相关者的意见来证明目标差异。本研究的局限性在于需要在 ClinicalTrials.gov 注册试验,这可能会降低普遍性,并且只能从主要试验报告中提取信息。
结论
在这项研究中,我们观察到实用性临床试验很少报告患者和公众的参与情况,也不常将 PROs 作为主要结局。当提供时,目标差异通常没有得到证明,并且很少得到患者和利益相关者的支持。研究资助者、科学期刊和机构应支持试验人员进行患者参与,以履行实用性临床试验以患者为中心的任务。
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