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中国钢铁行业碳生产率及其空间收敛性研究。

Research on carbon productivity and its spatial convergence of steel industry in China.

机构信息

Department of Economics and Management, North China Electric Power University, No. 619, Yonghua North Street, Baoding, 071003, People's Republic of China.

出版信息

Environ Sci Pollut Res Int. 2022 Jul;29(32):49234-49252. doi: 10.1007/s11356-022-19409-2. Epub 2022 Feb 25.

Abstract

The Global-Malmquist-Luenberger (GML) index was applied to analyze the carbon productivity in steel industry (SICP) of 29 provinces in China from 2006 to 2019, and then, the SICP was decomposed into technical efficiency change index (TC) and technical progress index (EC). On this basis, the spatial effect is introduced into the traditional convergence model to investigate the spatial convergence of SICP. The empirical results show that: (1) the overall carbon productivity of China's steel industry is at a relatively low level, showing a slow growth trend. (2) The average value of the GML index of SICP is higher than 1, showing obvious inter-provincial and regional heterogeneity. Compared with TC, EC is the leading factor that promotes the increase of SICP. (3) The spatial absolute and condition β convergence of SICP exist in the whole country and the three major regions, but the σ convergence feature is not significant. The addition of spatial factors speeds up the convergence trend, and the speed of spatial absolute β convergence is about 3 times that of the classical convergence model. At the same time, the conditional convergence rate is significantly faster than the absolute convergence, which is closely related to the differences in influencing factors such as the industrial structure, economic development level, human capital, energy consumption intensity, and R&D investment among regions. There is still much room for improvement in carbon productivity in China's steel industry, and investment in scientific research must be increased in order to achieve the upgrading of the industrial structure and technological innovation. The existence of spatial convergence requires strengthening the joint reorganization of steel enterprises between provinces and regions, making full use of the spatial spillover effects of production technology, and realizing regional green and coordinated development.

摘要

全球-马尔姆奎斯特-伦伯格(GML)指数被应用于分析 2006 年至 2019 年中国 29 个省份的钢铁行业碳生产力,并将钢铁行业碳生产力分解为技术效率变化指数(TC)和技术进步指数(EC)。在此基础上,将空间效应引入传统收敛模型,以研究钢铁行业碳生产力的空间收敛性。实证结果表明:(1)中国钢铁行业的整体碳生产力水平较低,呈现缓慢增长趋势。(2)钢铁行业碳生产力的 GML 指数平均值大于 1,表现出明显的省际和区域异质性。与 TC 相比,EC 是推动 SICP 增长的主导因素。(3)全国和三大地区的 SICP 存在空间绝对和条件β收敛,但σ 收敛特征不明显。空间因素的加入加快了收敛趋势,空间绝对β收敛的速度约为经典收敛模型的 3 倍。同时,条件收敛速度明显快于绝对收敛,这与地区间产业结构、经济发展水平、人力资本、能源消耗强度和研发投入等影响因素的差异密切相关。中国钢铁行业的碳生产力仍有很大的提升空间,必须加大科研投入,实现产业结构升级和技术创新。空间收敛的存在要求加强省际间钢铁企业的联合重组,充分利用生产技术的空间溢出效应,实现区域绿色协调发展。

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