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鼻咽形态有助于理解更新世古人类化石记录中的“中间的混乱”。

Nasopharyngeal morphology contributes to understanding the "muddle in the middle" of the Pleistocene hominin fossil record.

机构信息

Department of Medical Sciences, Hackensack Meridian School of Medicine, Nutley, New Jersey, USA.

Department of Anthropology, CUNY Graduate Center, New York, New York, USA.

出版信息

Anat Rec (Hoboken). 2022 Aug;305(8):2038-2064. doi: 10.1002/ar.24913. Epub 2022 Apr 8.

Abstract

The late archeologist Glynn Isaac first applied the term "muddle in the middle" to a poorly understood period in the Middle Pleistocene human fossil record. This study uses the nasopharyngeal boundaries as a source of traits that may inform this unclear period of human evolution. The nasopharynx lies at the nexus of several vital physiological systems, yet relatively little is known about its importance in human evolution. We analyzed a geographically diverse contemporary Homo sapiens growth series (n = 180 adults, 237 nonadults), Homo neanderthalensis (La Chapelle aux Saints 1, La Ferrassie 1, Forbes Quarry 1, Monte Circeo 1, and Saccopastore 1), mid-Pleistocene Homo (Atapuerca 5, Kabwe 1, Petralona 1, and Steinheim 1), and two Homo erectus sensu lato (KNM-ER 3733 and Sangiran 17). Methods include traditional (Analysis 1) and 3D geometric morphometric analysis (Analysis 2). H. erectus exhibited tall, narrow nasopharyngeal shape, a robust, ancestral morphology. Kabwe 1 and Petralona 1 plotted among H. sapiens in Analysis 2, exhibiting relatively shorter and vertical cartilaginous Eustachian tubes and vertical medial pterygoid plates. Atapuerca 5 and Steinheim 1 exhibited horizontal vomeral orientation similar to H. neanderthalensis, indicating greater relative soft palate length and anteroposterior nasopharynx expansion. They may exhibit synapomorphies with H. neanderthalensis, supporting the accretionary hypothesis. Species-level differences were found among H. sapiens and H. neanderthalensis, including relatively longer dilator tubae muscles and extreme facial airorhynchy among Neanderthals. Furthermore, H. neanderthalensis were autapomorphic in exhibiting horizontal pterygoid plate orientation similar to human infants, suggesting that they may have had inferiorly low placement of the torus tubarius and Eustachian tube orifice on the lateral nasopharyngeal wall in life. This study supports use of osseous nasopharyngeal boundaries both for morphological characters and understanding evolution of otitis media susceptibility in living humans.

摘要

已故考古学家 Glynn Isaac 最初将“混乱中期”一词应用于中更新世人类化石记录中一个理解不足的时期。本研究使用鼻咽界限作为可能为人类进化这一不明确时期提供信息的特征来源。鼻咽位于几个重要生理系统的交汇点,但人们对其在人类进化中的重要性知之甚少。我们分析了一个具有地理多样性的现代人类生长系列(n=180 名成年人,237 名非成年人)、尼安德特人(La Chapelle aux Saints 1、La Ferrassie 1、Forbes Quarry 1、Monte Circeo 1 和 Saccopastore 1)、中更新世人类(Atapuerca 5、Kabwe 1、Petralona 1 和Steinheim 1)以及两个广义直立人(KNM-ER 3733 和 Sangiran 17)。方法包括传统方法(分析 1)和 3D 几何形态测量分析(分析 2)。直立人表现出高大、狭窄的鼻咽形状,具有粗壮的、祖先形态。分析 2 中,Kabwe 1 和 Petralona 1 与智人一起分布,表现出相对较短和垂直的耳咽管软骨和垂直的内侧翼状板。Atapuerca 5 和Steinheim 1 表现出类似于尼安德特人的垂直的翼状突方向,表明相对更长的软腭长度和前后向鼻咽扩张。它们可能与尼安德特人具有共同的衍征,支持附加起源假说。在智人和尼安德特人中发现了种间差异,包括尼安德特人中相对较长的扩肌管肌肉和极端的面部空气鼻音。此外,尼安德特人在表现出类似于人类婴儿的水平翼状板方向方面是独特的,这表明他们在生活中可能具有较低的鼓管和咽鼓管口在鼻咽侧壁上的位置。本研究支持使用骨性鼻咽界限来研究形态特征和了解生活中的人类中耳炎易感性的进化。

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