Iyoda Eiki, Kaneko Kazuya, Sagawa Takahiro
Department of Physics, Tokai University, 4-1-1 Kitakaname, Hiratsuka-shi, Kanagawa 259-1292, Japan.
Department of Applied Physics, The University of Tokyo, 7-3-1 Hongo, Bunkyo-ku, Tokyo 113-8656, Japan.
Phys Rev E. 2022 Apr;105(4-1):044106. doi: 10.1103/PhysRevE.105.044106.
The canonical ensemble plays a crucial role in statistical mechanics in and out of equilibrium. For example, the standard derivation of the fluctuation theorem relies on the assumption that the initial state of the heat bath is the canonical ensemble. On the other hand, the recent progress in the foundation of statistical mechanics has revealed that a thermal equilibrium state is not necessarily described by the canonical ensemble but can be a quantum pure state or even a single energy eigenstate, as formulated by the eigenstate thermalization hypothesis (ETH). Then a question raised is how these two pictures, the canonical ensemble and a single energy eigenstate as a thermal equilibrium state, are compatible in the fluctuation theorem. In this paper, we theoretically and numerically show that the fluctuation theorem holds in both of the long- and short-time regimes, even when the initial state of the bath is a single energy eigenstate of a many-body system. Our proof of the fluctuation theorem in the long-time regime is based on the ETH, while it was previously shown in the short-time regime on the basis of the Lieb-Robinson bound and the ETH [Phys. Rev. Lett. 119, 100601 (2017)0031-900710.1103/PhysRevLett.119.100601]. The proofs for these time regimes are theoretically independent and complementary, implying the fluctuation theorem in the entire time domain. We also perform a systematic numerical simulation of hard-core bosons by exact diagonalization and verify the fluctuation theorem in both of the time regimes by focusing on the finite-size scaling. Our results contribute to the understanding of the mechanism that the fluctuation theorem emerges from unitary dynamics of quantum many-body systems and can be tested by experiments with, e.g., ultracold atoms.
正则系综在统计力学的平衡态和非平衡态中都起着至关重要的作用。例如,涨落定理的标准推导依赖于热浴的初始状态是正则系综这一假设。另一方面,统计力学基础方面的最新进展表明,热平衡态不一定由正则系综描述,而是可以是量子纯态甚至单个能量本征态,这是由本征态热化假设(ETH)所阐述的。于是产生了一个问题,即正则系综和作为热平衡态的单个能量本征态这两种图景在涨落定理中如何兼容。在本文中,我们从理论和数值上表明,即使热浴的初始状态是多体系统的单个能量本征态,涨落定理在长时间和短时间区域都成立。我们对长时间区域涨落定理的证明基于ETH,而之前在短时间区域是基于Lieb - Robinson界和ETH [《物理评论快报》119, 100601 (2017)0031 - 900710.1103/PhysRevLett.119.100601] 给出的证明。这些时间区域的证明在理论上是相互独立且互补的,这意味着在整个时间域内涨落定理都成立。我们还通过精确对角化对硬核玻色子进行了系统的数值模拟,并通过关注有限尺寸标度在两个时间区域验证了涨落定理。我们的结果有助于理解涨落定理从量子多体系统的幺正动力学中产生的机制,并且可以通过例如超冷原子等实验进行检验。