Community and Primary Care Research Group, Faculty of Health, University of Plymouth, Plymouth, Devon, United Kingdom.
Division of Psychology and Mental Health, Faculty of Biology, Medicine and Health, University of Manchester, Manchester, United Kingdom.
PLoS One. 2022 Jul 14;17(7):e0270691. doi: 10.1371/journal.pone.0270691. eCollection 2022.
'Engager' is an innovative 'through-the-gate' complex care intervention for male prison-leavers with common mental health problems. In parallel to the randomised-controlled trial of Engager (Trial registration number: ISRCTN11707331), a set of process evaluation analyses were undertaken. This paper reports on the depth multiple case study analysis part of the process evaluation, exploring how a sub-sample of prison-leavers engaged and responded to the intervention offer of one-to-one support during their re-integration into the community.
To understand intervention delivery and what response it elicited in individuals, we used a realist-informed qualitative multiple 'case' studies approach. We scrutinised how intervention component delivery lead to outcomes by examining underlying causal pathways or 'mechanisms' that promoted or hindered progress towards personal outcomes. 'Cases' (n = 24) were prison-leavers from the intervention arm of the trial. We collected practitioner activity logs and conducted semi-structured interviews with prison-leavers and Engager/other service practitioners. We mapped data for each case against the intervention logic model and then used Bhaskar's (2016) 'DREIC' analytic process to categorise cases according to extent of intervention delivery, outcomes evidenced, and contributing factors behind engagement or disengagement and progress achieved.
There were variations in the dose and session focus of the intervention delivery, and how different participants responded. Participants sustaining long-term engagement and sustained change reached a state of 'crises but coping'. We found evidence that several components of the intervention were key to achieving this: trusting relationships, therapeutic work delivered well and over time; and an in-depth shared understanding of needs, concerns, and goals between the practitioner and participants. Those who disengaged were in one of the following states: 'Crises and chaos', 'Resigned acceptance', 'Honeymoon' or 'Wilful withdrawal'.
We demonstrate that the 'implementability' of an intervention can be explained by examining the delivery of core intervention components in relation to the responses elicited in the participants. Core delivery mechanisms often had to be 'triggered' numerous times to produce sustained change. The improvements achieved, sustained, and valued by participants were not always reflected in the quantitative measures recorded in the RCT. The compatibility between the practitioner, participant and setting were continually at risk of being undermined by implementation failure as well as changing external circumstances and participants' own weaknesses.
ISRCTN11707331, Wales Research Ethics Committee, Registered 02-04-2016-Retrospectively registered https://doi.org/10.1186/ISRCTN11707331.
“Engager”是一种针对有常见心理健康问题的男性监狱出狱者的创新型“全程”综合护理干预措施。在 Engager 的随机对照试验(试验注册号:ISRCTN11707331)的同时,进行了一组过程评估分析。本文报告了过程评估中深度多案例研究分析部分,探讨了如何通过一对一支持干预向社区重新融入的个体提供服务,以及这些个体如何参与和响应这种干预。
为了了解干预措施的实施情况以及对个人产生的影响,我们使用了一种基于现实主义的定性多“案例”研究方法。我们仔细研究了干预措施的各个组成部分如何通过检查促进或阻碍个人取得成果的潜在因果途径或“机制”来促成结果。“案例”(n=24)为试验干预组的出狱者。我们收集了从业者活动日志,并对出狱者和 Engager/其他服务从业者进行了半结构化访谈。我们根据干预逻辑模型将每个案例的数据进行了映射,然后使用 Bhaskar(2016)的“DREIC”分析过程根据干预交付程度、证据显示的结果以及参与或不参与和取得进展的背后因素对案例进行分类。
干预措施的交付剂量和会议重点以及不同参与者的反应存在差异。长期参与和持续变化的参与者达到了“危机但应对”的状态。我们发现,干预措施的几个组成部分是实现这一目标的关键:信任关系、良好和长期的治疗工作;以及从业者和参与者之间对需求、关注点和目标的深入共享理解。那些脱轨的人处于以下状态之一:“危机和混乱”、“听天由命”、“蜜月”或“故意退出”。
我们证明,通过检查与参与者产生的反应相关的核心干预措施的交付情况,可以解释干预措施的“可实施性”。核心交付机制通常需要多次“触发”才能产生持续的变化。参与者取得的、持续的和重视的改进并不总是反映在 RCT 中记录的定量测量中。从业者、参与者和环境之间的兼容性不断受到实施失败以及不断变化的外部环境和参与者自身弱点的威胁。
ISRCTN11707331,威尔士伦理委员会,注册日期 2016 年 4 月 2 日-事后注册 https://doi.org/10.1186/ISRCTN11707331。