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基于访谈的研究中样本量充足性的特征描述和论证:对 15 年来定性健康研究的系统分析。

Characterising and justifying sample size sufficiency in interview-based studies: systematic analysis of qualitative health research over a 15-year period.

机构信息

Department of Psychology, University of Bath, Building 10 West, Claverton Down, Bath, BA2 7AY, UK.

School of Psychology, Newcastle University, Ridley Building 1, Queen Victoria Road, Newcastle upon Tyne, NE1 7RU, UK.

出版信息

BMC Med Res Methodol. 2018 Nov 21;18(1):148. doi: 10.1186/s12874-018-0594-7.

Abstract

BACKGROUND

Choosing a suitable sample size in qualitative research is an area of conceptual debate and practical uncertainty. That sample size principles, guidelines and tools have been developed to enable researchers to set, and justify the acceptability of, their sample size is an indication that the issue constitutes an important marker of the quality of qualitative research. Nevertheless, research shows that sample size sufficiency reporting is often poor, if not absent, across a range of disciplinary fields.

METHODS

A systematic analysis of single-interview-per-participant designs within three health-related journals from the disciplines of psychology, sociology and medicine, over a 15-year period, was conducted to examine whether and how sample sizes were justified and how sample size was characterised and discussed by authors. Data pertinent to sample size were extracted and analysed using qualitative and quantitative analytic techniques.

RESULTS

Our findings demonstrate that provision of sample size justifications in qualitative health research is limited; is not contingent on the number of interviews; and relates to the journal of publication. Defence of sample size was most frequently supported across all three journals with reference to the principle of saturation and to pragmatic considerations. Qualitative sample sizes were predominantly - and often without justification - characterised as insufficient (i.e., 'small') and discussed in the context of study limitations. Sample size insufficiency was seen to threaten the validity and generalizability of studies' results, with the latter being frequently conceived in nomothetic terms.

CONCLUSIONS

We recommend, firstly, that qualitative health researchers be more transparent about evaluations of their sample size sufficiency, situating these within broader and more encompassing assessments of data adequacy. Secondly, we invite researchers critically to consider how saturation parameters found in prior methodological studies and sample size community norms might best inform, and apply to, their own project and encourage that data adequacy is best appraised with reference to features that are intrinsic to the study at hand. Finally, those reviewing papers have a vital role in supporting and encouraging transparent study-specific reporting.

摘要

背景

在定性研究中选择合适的样本量是一个概念性争议和实际不确定性的领域。样本量原则、指南和工具的发展使研究人员能够设定并证明其样本量的可接受性,这表明该问题是定性研究质量的重要标志。然而,研究表明,在一系列学科领域,样本量充足性报告往往很差,如果不是没有的话。

方法

对心理学、社会学和医学三个健康相关期刊在 15 年内的单一参与者访谈设计进行了系统分析,以检验样本量是否以及如何得到证实,以及作者如何描述和讨论样本量。使用定性和定量分析技术提取和分析与样本量相关的数据。

结果

我们的研究结果表明,在定性健康研究中,样本量理由的提供是有限的;与访谈次数无关;并且与出版的期刊有关。在所有三个期刊中,对样本量的辩护最常基于饱和原则和实用考虑。定性样本量主要是 - 而且通常没有理由 - 被描述为不足(即“小”),并在研究局限性的背景下进行讨论。样本量不足被认为会威胁到研究结果的有效性和普遍性,而后者通常被概念化为定量术语。

结论

我们建议,首先,定性健康研究人员应更加透明地评估其样本量的充足性,将这些评估置于更广泛和更全面的数据分析评估中。其次,我们邀请研究人员批判性地考虑如何将先前方法学研究中发现的饱和参数和样本量社区规范应用于他们自己的项目,并鼓励最好根据与手头研究相关的内在特征来评估数据充足性。最后,审稿人在支持和鼓励透明的特定于研究的报告方面发挥着至关重要的作用。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/637f/6249736/8db02c44b815/12874_2018_594_Fig1_HTML.jpg

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