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基于基层医疗电子健康记录的老年人跌倒预测模型的外部验证

External Validation of a Prediction Model for Falls in Older People Based on Electronic Health Records in Primary Care.

作者信息

Dormosh Noman, Heymans Martijn W, van der Velde Nathalie, Hugtenburg Jacqueline, Maarsingh Otto, Slottje Pauline, Abu-Hanna Ameen, Schut Martijn C

机构信息

Department of Medical Informatics, Amsterdam Public Health Research Institute, Amsterdam UMC, University of Amsterdam, Amsterdam, the Netherlands.

Department of Epidemiology and Biostatistics, Amsterdam Public Health Research Institute, Amsterdam UMC, VU University Medical Center, Amsterdam, the Netherlands.

出版信息

J Am Med Dir Assoc. 2022 Oct;23(10):1691-1697.e3. doi: 10.1016/j.jamda.2022.07.002. Epub 2022 Aug 10.

Abstract

OBJECTIVE

Early identification of older people at risk of falling is the cornerstone of fall prevention. Many fall prediction tools exist but their external validity is lacking. External validation is a prerequisite before application in clinical practice. Models developed with electronic health record (EHR) data are especially challenging because of the uncontrolled nature of routinely collected data. We aimed to externally validate our previously developed and published prediction model for falls, using a large cohort of community-dwelling older people derived from primary care EHR data.

DESIGN

Retrospective analysis of a prospective cohort drawn from EHR data.

SETTING AND PARTICIPANTS

Pseudonymized EHR data were collected from individuals aged ≥65 years, who were enlisted in any of the participating 59 general practices between 2015 and 2020 in the Netherlands.

METHODS

Ten predictors were defined and obtained using the same methods as in the development study. The outcome was 1-year fall and was obtained from free text. Both reproducibility and transportability were evaluated. Model performance was assessed in terms of discrimination using the area under the receiver operating characteristic curve (ROC-AUC), and in terms of calibration, using calibration-in-the-large, calibration slope and calibration plots.

RESULTS

Among 39,342 older people, 5124 (13.4%) fell in the 1-year follow-up. The characteristics of the validation and the development cohorts were similar. ROC-AUCs of the validation and development cohort were 0.690 and 0.705, respectively. Calibration-in-the-large and calibration slope were 0.012 and 0.878, respectively. Calibration plots revealed overprediction for high-risk groups in a small number of individuals.

CONCLUSIONS AND IMPLICATIONS

Our previously developed prediction model for falls demonstrated good external validity by reproducing its predictive performance in the validation cohort. The implementation of this model in the primary care setting could be considered after impact assessment.

摘要

目的

早期识别有跌倒风险的老年人是预防跌倒的基石。现已有多种跌倒预测工具,但缺乏外部效度。外部验证是其应用于临床实践的前提条件。利用电子健康记录(EHR)数据开发的模型尤其具有挑战性,因为常规收集的数据具有不可控性。我们旨在利用从初级保健EHR数据中获取的大量社区居住老年人队列,对我们之前开发并发表的跌倒预测模型进行外部验证。

设计

对从EHR数据中提取的前瞻性队列进行回顾性分析。

设置与参与者

收集了2015年至2020年期间在荷兰59家参与研究的全科诊所登记的年龄≥65岁个体的匿名EHR数据。

方法

使用与开发研究相同的方法定义并获取10个预测因子。结局为1年内跌倒情况,从自由文本中获取。对模型的可重复性和可迁移性均进行了评估。使用受试者工作特征曲线下面积(ROC-AUC)评估模型在区分能力方面的表现,使用大样本校准、校准斜率和校准图评估校准方面的表现。

结果

在39342名老年人中,5124人(13.4%)在1年随访期间跌倒。验证队列和开发队列的特征相似。验证队列和开发队列的ROC-AUC分别为0.690和0.705。大样本校准和校准斜率分别为0.012和0.878。校准图显示在少数个体中对高危组存在过度预测。

结论与启示

我们之前开发的跌倒预测模型通过在验证队列中重现其预测性能,证明了良好的外部效度。在进行影响评估后,可考虑在初级保健环境中实施该模型。

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