Division of Human Genetics, University of Cape Town, Cape Town, South Africa.
Komfe-Anokye Teaching Hospital, Kumasi, Ghana.
BMC Med Ethics. 2022 Dec 8;23(1):130. doi: 10.1186/s12910-022-00843-3.
The enrolment of children and adolescents in health research requires that attention to be paid to specific assent and consent requirements such as the age range for seeking assent; conditions for parental consent (and waivers); the age group required to provide written assent; content of assent forms; if separate assent and parental consent forms should be used, consent from emancipated young adults; reconsent at the age of adulthood when a waiver of assent requirements may be appropriate and the conditions for waiving assent requirements. There is however very little available information for researchers and ethics committees on how to navigate these different issues. To provide guidance to research initiatives, the SickleInAfrica consortium conducted a thematic analysis of a sample of research ethics guidelines and procedures in African countries, to identify guidance for assent requirements in health research. The thematic analysis revealed that 12 of 24 African countries specified the age group for which assent is required. The minimum age for written assent varied across the countries. Five countries, Algeria, Botswana, Cameroon, Nigeria and The Democratic Republic of Congo require consent from both parents/family council in certain circumstances. Botswana, Nigeria, South Africa and Uganda have specific assent/consent requirements for research with emancipated minors. South Africa and Algeria requires re-consent at onset of adulthood. Five countries (Botswana, Cameroon, Nigeria, South Africa and Tanzania) specified conditions for waiving assent requirements. The CIOMS and the ICH-GCP guidelines had the most comprehensive information on assent requirements compared to other international guidelines. An interactive map with assent requirements for different African countries is provided. The results show a major gap in national regulations for the inclusion of minors in health research. The SickleInAfrica experience in setting up a multi-country SCD registry in Africa highlights the need for developing and harmonising national and international guidelines on assent and consent requirements for research involving minors. Harmonisation of assent requirements will help facilitate collaborative research across countries.
在健康研究中招募儿童和青少年时,需要注意特定的同意和同意要求,例如寻求同意的年龄范围;父母同意的条件(和豁免);需要提供书面同意的年龄组;同意书的内容;是否应使用单独的同意书和父母同意书;是否应同意已成年的年轻成年人;在成年时重新同意,如果豁免同意要求的条件合适,以及豁免同意要求的条件。然而,研究人员和伦理委员会几乎没有关于如何解决这些不同问题的可用信息。为了为研究计划提供指导,SickleInAfrica 联盟对非洲国家的研究伦理准则和程序进行了主题分析,以确定健康研究中同意要求的指导。主题分析表明,24 个非洲国家中有 12 个国家规定了需要同意的年龄组。各国书面同意的最低年龄不同。在某些情况下,阿尔及利亚、博茨瓦纳、喀麦隆、尼日利亚和刚果民主共和国五个国家要求父母/家庭委员会同意。博茨瓦纳、尼日利亚、南非和乌干达对成年未成年人的研究有特定的同意/同意要求。南非和阿尔及利亚要求在成年开始时重新同意。有五个国家(博茨瓦纳、喀麦隆、尼日利亚、南非和坦桑尼亚)规定了豁免同意要求的条件。与其他国际准则相比,CIOMS 和 ICH-GCP 准则提供了关于同意要求的最全面信息。提供了不同非洲国家同意要求的互动地图。结果表明,在将未成年人纳入健康研究的国家法规方面存在重大差距。SickleInAfrica 在非洲建立多国镰状细胞病登记处的经验突出表明,需要制定和协调涉及未成年人的研究的同意和同意要求的国家和国际准则。同意要求的协调将有助于促进跨国合作研究。